Search Results | Showing 11 - 20 of 476 results for "ASIC commissioner" |
| | | ... speculative trading based on what's popular online carries real risks, particularly in volatile markets like crypto," ASIC commissioner Alan Kirkland said. Social media, one of the main sources of information for the 18 to 28 age demographic, is also ... |
| | | | ASIC commissioner Simone Constant has taken aim at superannuation fund trustees over how they identify systemic issues from member complaints. Speaking at an industry event, Constant said five out of the 10 super funds the regulator is reviewing over ... |
| | | | ... compliance team in response to the collapse of the two managed investment schemes. This includes hiring former ASIC commissioner Danielle Press as independent chair of its inaugural AFSL Governance Committee. Last November, ASIC commenced civil penalty ... |
| | | | ... prevent or report fraud activities and just one in five offered dedicated contact for reporting. Commenting, ASIC commissioner Simone Constant said despite possessing a large sum of Australian retirement savings, super funds have been "slow to respond ... |
| | | | ... CFDs and through our review we have helped put $40 million back in the pockets of more than 38,000 investors," ASIC commissioner Simone Constant said. "These are complex, high-risk products, where most investors face losses, and even profitable trades ... |
| | | | ... urging them to strengthen anti-scam practices, or risk exposing their members to harm. The open letter, signed by ASIC commissioner Simone Constant, outlined ASIC's guidance for super trustees in preventing, detecting and responding to scams and ... |
| | | | ... interested parties to execute the changes and has made amendments following the feedback provided. Commenting, ASIC commissioner Kate O'Rourke said: "Conflicts of interest aren't just ethical dilemmas. They pose real threats that erode trust ... |
| | | | ... report. It also contacted companies that had received an auditor breach for non-lodgement of financial reports. ASIC commissioner Kate O'Rourke said: "ASIC is concerned by the substantial number of companies that appear to have not met their obligations ... |
| | | | ... reflect these protections and consider the specific circumstances and characteristics of the company. Commenting, ASIC commissioner Alan Kirkland said whistleblowers play a crucial role in identifying and exposing misconduct in relation to the company. ... |
| | | | ASIC commissioner Alan Kirkland has told an industry event that the regulator is keeping an eye on the private credit sector, with increased surveillance continuing in 2026. "On the retail side, this surveillance will look at disclosures of fees and ... |
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