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Showing 251 - 260 of 476 results for "ASIC commissioner"

More SMSF auditors disqualified

DARREN SNYDER  |  TUESDAY, 30 OCT 2018
... requirements in auditing their own funds, the fund of an immediate family member and the fund of a close family member. ASIC Commissioner John Price said self-managed superannuation auditors play a fundamental role in promoting confidence in the sector ...

ASIC keeps watch on SMSF auditors

DARREN SNYDER  |  MONDAY, 29 OCT 2018
... giving independent assurance over fund financial reports and reporting non-compliances with fund requirements," ASIC Commissioner John Price said. "As gatekeepers, they are expected to adhere to the highest standards in the performance of their role. ...

Former Australian cricket captain in crypto fail

JAMIE WILLIAMSON  |  TUESDAY, 23 OCT 2018
... an illegal unregistered managed investment scheme; and not holding an AFSL. Commenting on the ongoing action, ASIC commissioner John Price said: "If you raise money from the public, you have important legal obligations. It is the legal substance of your ...

ASIC offers fee relief to drought-affected farmers

HARRISON WORLEY  |  TUESDAY, 2 OCT 2018
... about available financial counselling services and provide company fee relief to those affected by the drought. ASIC commissioner John Price noted the severity of the current drought, recognising it is the cause of financial hardship for many people. ...

Improve climate risk disclosure: ASIC

HARRISON WORLEY  |  FRIDAY, 21 SEP 2018
... manage risk, and consider ow best to comply with the law where it requires the disclosure of material risks. ASIC commissioner John Price said the regulator would monitor market practice of climate risk disclosure as it continued to develop both here ...

NAB initially under-reported remediation bill to ASIC

KANIKA SOOD  |  MONDAY, 13 AUG 2018
... million to SWIFT and Encompass customers. The same day, NAB chief customer officer Andrew Hagger called then ASIC commissioner Greg Tanzer, who was updating ASIC's numbers on remediation costs for a report featuring other banks as well. The NAB executive ...

ASIC identifies potential risks in ETP market

KANIKA SOOD  |  FRIDAY, 3 AUG 2018
... market operates and to provide them the tools, like an iNAV, to help them make informed investment decisions," ASIC Commissioner John Price said. Lastly, market maker concentration was flagged as a risk. "Although there are an increasing number of new ...

ASIC bans former adviser on IPO conduct

KANIKA SOOD  |  WEDNESDAY, 27 JUN 2018
... people from providing financial services if they engage in conduct that undermines the integrity of our markets," ASIC commissioner Cathie Armour said. Following a hearing, the ASIC delegate found Kawecki had failed to comply with a financial services ...

Aussie asset manager cops ASIC intervention

HARRISON WORLEY  |  WEDNESDAY, 27 JUN 2018
... cover-up of her actions were facilitated by the various senior and conflicting positions she held at the time. ASIC commissioner Peter Kell said the regulator was committed to ensuring the separation and security of fund assets. "The additional conditions ...

ASIC wants industry views on short selling

DARREN SNYDER  |  TUESDAY, 15 MAY 2018
... Following consultation, ASIC aims to consolidate all short selling-related relief into a single instrument. ASIC commissioner Cathie Armour said: "It is important that short selling continues to be regulated appropriately so that our market remains orderly ...