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Showing 2661 - 2670 of 6696 results for "Securities"

Market wrap AM

AAP  |  TUESDAY, 25 MAR 2014
... news on Tuesday, Reserve Bank of Australia deputy governor Philip Lowe is slated to give a speech at the Australian Securities and Investments Commission (ASIC) holds its Annual Forum. In equities news, Premier Investments and New Hope are expected to ...

FoFA freeze a consequence of pro-consumer campaign: Silk

LAURA MILLAN  |  MONDAY, 24 MAR 2014
... campaign" against "elements" that were pushing the legislation away from consumer interest. Speaking at the Australian Securities and Investments Commission (ASIC) forum in Sydney, Silk reacted shortly after Cormann's announcement. "Government is responding ...

Whistleblower claims the existence of 100 CBA rogue advisers

LAURA MILLAN  |  MONDAY, 24 MAR 2014
... Financial Planning adviser and whistleblower Jeffrey Morris has "no doubt" that a proper investigation by the Australian Securities and Investments Commission (ASIC) would reveal at least 100 current or former rogue CBA advisers. In a submission to the ...

Michael Hintze to join Financial Systems Inquiry

ALICE URIBE  |  MONDAY, 24 MAR 2014
... Fung Global Institute, a Hong Kong based global think tank, and has previously held senior positions in the Hong Kong Securities and Futures Commission, the Hong Kong Monetary Authority and the World Bank. In 2013, Time Magazine listed Mr Sheng as one ...

ASFA appoints first COO

JAMES FERNYHOUGH  |  FRIDAY, 21 MAR 2014
... company secretary and chief financial officer at Oasis Asset Management. He has also held positions at the Australian Securities and Investment Commission (ASIC) and Treasury. ASFA chief executive Pauline Vamos said: "The new COO role is key to delivering ...

Australia has softer approach to corporate wrongdoing

LAURA MILLAN  |  FRIDAY, 21 MAR 2014
Australia has a softer approach than other countries to corporate wrongdoing, a report by the Australian Securities and Investments Commission (ASIC) released today found. Report 387 Penalties for corporate wrongdoing compared penalties in Australia ...

Market Vectors ETF gets Lonsec rating

STAFF WRITER  |  FRIDAY, 21 MAR 2014
... Index, which currently provides investors with equal exposure across 76 of the most liquid large and mid-cap ASX-listed securities. "We are pleased to receive a positive review from Lonsec for Market Vectors Australian Equal Weight ETF - the first equal ...

Bell Financial appoints Bell Potter MD to board

ALICE URIBE  |  FRIDAY, 21 MAR 2014
The managing director of Bell Potter Securities Wholesale has been added to the board of broking and financial advisory firm Bell Financial Group (BFG). New board member Charlie Aitken joined Bell Potter in 2010 as part of the Southern Cross Equities ...

Government limits general advice exemption in FoFA amendments

LAURA MILLAN  |  THURSDAY, 20 MAR 2014
... clients in the last 12 months, and financial product recommended must be issued or sold by the licensee. The Australian Securities and Investments Commission (ASIC) will monitor the use of conflicted remuneration provisions related to general advice ...

La Trobe issues first mortgage-backed securities

LAURA MILLAN  |  MONDAY, 17 MAR 2014
La Trobe Financial has priced its first capital markets residential mortgage backed securities (RMBS) issuance as part of the group's overall funding strategy from domestic and foreign institutional investors. The issuance for the La Trobe Financial ...