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Showing 2641 - 2650 of 4389 results for "financial Advice"

Advisers to foot $24m bill

KERRIE SYDEE  |  TUESDAY, 8 NOV 2016
The financial advice industry will pay more than $20 million in levies to ASIC under the proposed industry model to fund the regulator. The figure was released in ASIC's consultation paper on the proposed industry funding model. ASIC forecasts its effort ...

Elders celebrates award winners

KERRIE SYDEE  |  MONDAY, 7 NOV 2016
Elders Financial Planning has rewarded excellence in financial advice by naming its award recipients across the dealer group and announcing the first two recipients of its education scholarship program. Announced at the Elders Financial Planning Conference ...

Boutique advice firm joins Fortnum

KERRIE SYDEE  |  FRIDAY, 4 NOV 2016
... long proven track record of successfully running a dealer group and overseeing the provision of client-centric financial advice." "Fortnum will support us to focus on growing the business while doing what we do best, which is look after our clients." ...

ASIC bans Brisbane life adviser

KERRIE SYDEE  |  FRIDAY, 4 NOV 2016
... Christopher Young, was banned after ASIC found he failed to act in his clients' best interests when providing financial advice. ASIC's investigation found Young had failed to: Provide appropriate detail in Statements of Advice to allow clients to make ...

Consultum rewards star advisers

KERRIE SYDEE  |  WEDNESDAY, 2 NOV 2016
Consultum Financial Advisers recognised excellence in financial advice by revealing its 2016 award winners. Announced at the company's annual conference in Vietnam, Adviser of the Year was awarded to Anthony D'Alessandro of Victorian based Required ...

HLB Mann Judd launches new advice arm

KERRIE SYDEE  |  TUESDAY, 1 NOV 2016
Accounting and financial advice firm HLB Mann Judd Sydney has started its new debt advisory business. The new business is a joint venture with banking executive James Macfarlane, who has joined HLB Mann Judd as a director of HLB Debt Advisory. HLB Debt ...

ASIC permanently bans dishonest adviser

KERRIE SYDEE  |  MONDAY, 31 OCT 2016
... dishonest conduct, maintained that trading he was conduction was authorised, provided unlicensed and unauthorised financial advice and engaged in conduct that was likely to mislead. Namely ASIC found that Howard had failed to comply with the Corporations ...

CBA responds to systemic advice failures

KERRIE SYDEE  |  FRIDAY, 28 OCT 2016
... repay more than 65% of the $154 million in required compensation estimated by ASIC. In response to ASIC's report 'Financial advice: Fees for no service', CBA has confirmed it will be refunding $105 million in fees, plus interest, to impacted customers. ...

Advisers optimistic amid challenges

KERRIE SYDEE  |  THURSDAY, 27 OCT 2016
... environment had improved and the remainder saying it had become more difficult. Advisers cited the Future of Financial Advice (FOFA) reforms as their biggest pain point, with 61% stating it had a negative influence on their business. Vanguard Australia ...

ASIC confirms systemic failures in advice

KERRIE SYDEE  |  THURSDAY, 27 OCT 2016
... Australian Financial Services Licensees in providing ongoing advice services to clients. Identified in ASIC's 'Financial advice: Fees for no service' report, the systemic failures relate to instances where customers were being charged a fee to receive ...