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Showing 2431 - 2440 of 6696 results for "Securities"

Coffey to raise $40 million via bond market

MARK SMITH  |  WEDNESDAY, 3 SEP 2014
... consultancy Coffey International will undertake an unsecured corporate bond offering to raise $40 million, with FIIG Securities acting as the lead arranger. FIIG Securities chief executive Mark Paton said the company was pleased to assist Coffey to diversify ...

Senate bill challenges general advice definition

LAURA MILLAN  |  TUESDAY, 2 SEP 2014
... clear up the misconception." Whish-Wilson was a member of the Senate Economics Committee inquiry into the Australian Securities and Investments Commission (ASIC) that unveiled cases of poor advice and alleged fraudulent behaviour within Commonwealth ...

Body needed to monitor adviser competency: FSC

LAURA MILLAN  |  TUESDAY, 2 SEP 2014
... Financial System Inquiry (FSI). The board should include representatives from industry participants such as the Australian Securities and Investments Commission (ASIC), the Tax Practitioners Board (TPB), a representative from each of the applicable advice ...

Matrix merger to place ClearView among top 10 licensees

LAURA MILLAN  |  MONDAY, 1 SEP 2014
... group. On September 2, the target's statement and the bidder's statement is expected to be lodged with the Australian Securities and Investments Commission (ASIC) and sent to Matrix shareholders. The offer is expected to close on October 4. Several of ...

Wilson HTM nixes Shaw deal

ALICE URIBE  |  MONDAY, 1 SEP 2014
... with Shaw Stockbroking Limited (Shaw) as part of a continuing review of Wilson HTM's future strategy regarding its securities business," the statement said. "Preliminary due diligence is being undertaken under appropriate confidentiality arrangements." ...

Market Wrap AM

AAP  |  MONDAY, 1 SEP 2014
... of Statistics releases company profits and inventories data for the June quarter Monthly inflation figures from TD Securities and manufacturing data from the Australian Industry Group are also released. In Australia, the stock market on Friday closed ...

FSI flooded with second round submissions

ALICE URIBE  |  FRIDAY, 29 AUG 2014
... big financial services players including Macquarie and the Commonwealth Bank of Australia (CBA) and the Australian Securities and Investments Commission (ASIC) have already been published. They cover responses to the Interim Report which discussed the ...

Aligned licensees could be renamed "restricted advice" groups

LAURA MILLAN  |  WEDNESDAY, 27 AUG 2014
... "restricted advice" businesses, instead of the current 'aligned' or 'institutionally-owned' labels, the Australian Securities and Investments Commission (ASIC) proposed. The regulator said that advice businesses should be "better informing clients about ...

Mariner chairman resigns

JAMES FERNYHOUGH  |  TUESDAY, 26 AUG 2014
... after the resignation of chief executive officer Darren Olney-Fraser. The two resignations come after the Australian Securities and Investments Commission (ASIC) commenced legal proceedings against Mariner in the Federal Court in April over the company's ...

EQT adds Dundas Global Equity to mFund

MARK SMITH  |  TUESDAY, 26 AUG 2014
... cap, small companies, franchise, dividend income and concentrated as well as global and Australian listed property securities," the head of Equity Trustees' corporate trustee services Harvey Kalman said. Equity Trustees was one of the first foundation ...