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| | | ... clients' needs for high quality advice and protection," Watts added. Last October, the firm consolidated its financial advice and private wealth divisions, resulting in client-facing advice and private wealth businesses working together. Employees that ... |
| | | | ASIC said clients of the big four banks and AMP who received non-compliant financial advice will be compensated a further $21.4 million. This adds to the $30 million compensation bill ASIC announced in March 2017 after it investigated how large institutions ... |
| | | | IOOF flagged cost management as crucial to the success of its financial advice-led strategy, one that recorded inflows of $1.2 billion in the first half of FY18 and is about to acquire ANZ Wealth. Releasing the company's 1H18 results this morning, Kelaher ... |
| | | | Financial advice dealer group Synchron named Matthew Wallis as the new state manager for New South Wales. Wallis will succeed Paul Del Grande who resigned to focus on his financial advice practice, InSync Financial Services. Sydney-based Wallis has ... |
| | | | ... however, may still lodge non-superannuation complaints with AFCA. "For example, an SMSF may, as a consumer of financial advice, be permitted to bring a non-superannuation complaint to AFCA regarding a financial adviser," the explanatory memorandum said. ... |
| | | | ... Bombora's pathway has often involved transitioning through administrative roles, then para-planning and finally financial advice. Late last year, Financial Standard found in its weekly spot poll that many advisers were still unclear about their obligations ... |
| | | | ... executive Dante De Gori said. "It is very important for Australians to know what to look for when they are seeking financial advice. The CFP designation is the gold standard in advice and research shows that people who work with a CFP professional generally ... |
| | | | ... partnership will facilitate member engagement with superannuation and the connectivity between investors and financial advice. GROW will work with IOOF licensees and financial advisers to develop digital capabilities across several engagement points. ... |
| | | | ... for wealthy baby boomers, the changes to the concessional tax treatment of a TRIS has significantly changed the financial advice landscape. "The changes occurred as the Government took the view that TRIS were intended to be used to assist with the transition ... |
| | | | ... relevant degrees before entering the profession, these degrees were considered the most appropriate to practice financial advice at that time. Understandably, years later, advisers with relevant degrees and further education have been most surprised ... |
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