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Showing 2231 - 2240 of 6696 results for "Securities"

ASIC bans former Patersons adviser for life

ALEX BURKE  |  FRIDAY, 13 MAR 2015
The Australian Securities and Investments Commission (ASIC) has permanently banned a former Patersons Securities retail operations manager and financial adviser from practicing financial services. Based on a voluntary report submitted by Patersons Securities ...

Government "tinkering" tops super industry worries

LAURA MILLAN  |  FRIDAY, 13 MAR 2015
... biggest risks to our industry in 2025. Over 70% expect there will be even more regulation in a decade," BNP Paribas Securities Services chief administrative officer Daryl Crich said. A preview of the research paper that will be presented in full at the ...

AMP practice to pay $10,200 penalty

LAURA MILLAN  |  THURSDAY, 12 MAR 2015
... Victoria-based Australian Financial Planning Solutions (AFPS) has been hit with $10,200 in penalties after the Australian Securities and Investments Commission (ASIC) issued an infringement notice for making false or misleading representations. ASIC's ...

Perennial to raise capital for Aussie equities LIC

LAURA MILLAN  |  THURSDAY, 12 MAR 2015
Perennial Value Management is set to launch its Wealth Defender Equities to the Australian Securities Exchange (ASX) as a listed investment company (LIC). The fund follows Perennial's Wealth Defender investment strategy, based on a diversified portfolio ...

BNP becomes First Super custodian

ALEX BURKE  |  WEDNESDAY, 11 MAR 2015
Industry fund First Super has appointed BNP Paribas Securities Services as custodian, replacing NAB Asset Servicing. The $2 billion fund chose BNP because of its "suite of reporting, risk management and analytics [which will] enable the trust to meet ...

Spring lists on ASX

MARK SMITH  |  TUESDAY, 10 MAR 2015
Spring Financial Group has officially listed on the Australian Securities Exchange. According to the ASX, the company raised approximately $4,450,000 in its initial public offering. Spring provides financial planning, wealth management, insurance, superannuation ...

The die is cast

BENJAMIN ONG  |  TUESDAY, 10 MAR 2015
... need to match their liabilities, passive investors who track debt indexes, and other central banks, which buy European securities as part of their balance-sheet management (Bloomberg)" and we have even greater demand. And then there's the insufficient ...

Former Future Fund chief executive takes new role

ALEX BURKE  |  MONDAY, 9 MAR 2015
... previous position in late 2013. JCB is an active Australian bond fund manager with a focus on Australian government securities. In his new role, Burgess will guide JCB principals Charlies Jamieson and Angus Coote in the process of growing the JCB Active ...

Netwealth launches global stocks trading service

LAURA MILLAN  |  FRIDAY, 6 MAR 2015
Netwealth and Citi have partnered to launch an international securities trading service that allows advisers to trade global stocks on behalf of their investment and superannuation clients. The Global Market Access service allows advisers to place trades ...

US fiduciary reforms will rock pension funds

ALEX DUNNIN  |  THURSDAY, 5 MAR 2015
... retirement funds subject to the ERISA legislation. Lisa Bleier, managing director for public policy and advocacy at the Securities Industry and Financial Markets Association (SIFMA), said in a statement released by the association that the move could ...