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Showing 2101 - 2110 of 6696 results for "Securities"

Still in the woods

BENJAMIN ONG  |  FRIDAY, 10 JUL 2015
... because the stock market would have to normalise someday, sometime, somehow. All those stocks that were asked by the securities regulator - or which asked the securities regulator - to halt trading will have to start trading again someday, sometime ...

Glass-Steagall Act reintroduced to US Senate

ALEX DUNNIN  |  THURSDAY, 9 JUL 2015
... running for office was a Harvard Law School professor specialising in bankruptcy law, has recently taken aim at the Securities Exchanges Commission (SEC), arguing that under its current leadership it has been lax in enforcing regulation. Warren has been ...

Shaw on recruitment drive after restructure

ALEX BURKE  |  THURSDAY, 9 JUL 2015
... Australia, Citi and JBWere. Before joining Shaw as head of equity capital markets, Marlon Freeman held roles at Deutsche Securities, ABN Amro Rothschild, RBS and CIMB Securities. As reported in Financial Standard, Shaw and Partners has reoriented its ...

Chexit, Checcident and Chimbo

BENJAMIN ONG  |  WEDNESDAY, 8 JUL 2015
... (again) and the reserve requirement ratio (again) at the end of June; it's provided liquidity for margin lending; the securities regulator has halted 28 IPOs and created a 120 billion yuan market stabilisation fund; it asked (commanded) sovereign wealth ...

ASIC bans Provident Capital director

STAFF WRITER  |  MONDAY, 6 JUL 2015
... of failed company Provident Capital has been banned from providing financial services for two years. The Australian Securities and Investments Commission (ASIC) found that John Patrick Sweeney failed to comply with financial services laws. Sweeney was ...

FIIG appoints industry execs to board

LAURA MILLAN  |  MONDAY, 6 JUL 2015
FIIG Securities has appointed two well-known industry executives as the first independent directors to its board. QIC chairman Don Luke and Aconex chairman Adam Lewis were previously members of the FIIG advisory council and have now been appointed directors ...

Market to open lower

AAP  |  MONDAY, 6 JUL 2015
... seven points at 5,480. US markets were closed on Friday for a public holiday. In local economic news on Monday, the TD Securities-Melbourne Institute inflation gauge for June is due out as is the ANZ job advertisements series for the same month. No major ...

Corporate bond issue closes at $35m oversubscribed

STAFF WRITER  |  THURSDAY, 2 JUL 2015
... six-year senior secured amortising note issue will pay a fixed rate of interest of 7.75% per annum, confirmed FIIG Securities, the sole lead arranger of the issue. The notes were distributed to new and existing FIIG Securities' clients, including SMSFs ...

Hedge fund returns down 10% in 2014

LAURA MILLAN  |  WEDNESDAY, 1 JUL 2015
... returns in 2014, but the overall sector delivered 10% less than the previous year. This is according to the Australian Securities and Investments Commission (ASIC) 2014 hedge funds survey, which examined 27 hedge fund managers based in Australia with ...

VicSuper hires alternative investment specialist

DARREN SNYDER  |  TUESDAY, 30 JUN 2015
... previously worked at Milliman as a financial risk consultant and before that in equity derivatives at the Australian Securities Exchange (ASX). "The need to enhance our risk management capability, including more stress testing of risk scenarios, is a ...