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Showing 1 - 10 of 55 results for "SQM Research"

Netwealth to spend $101m compensating First Guardian victims

JAMIE WILLIAMSON  |  THURSDAY, 18 DEC 2025
... either class of the product before adding them as investment options. Documents show Netwealth relied on reports from SQM Research and, while there were indications the options may not be suitable, added it to the investment menu with a 100% investment ...

Prevention of Shield, First Guardian-like events the focus from here on: Mulino

MATTHEW WAI  |  THURSDAY, 20 NOV 2025
... insufficient, but rather "it's an issue of the law not being enforced effectively." She added that the prosecution of SQM Research will clarify the duties and role a research house plays when providing a rating. The research house has confirmed that ...

SQM vows to 'respectfully' defend ASIC case

MATTHEW WAI  |  TUESDAY, 18 NOV 2025
... week after ASIC decided to take the research house to court over 'favourable' ratings of the Shield Master Fund, SQM Research has confirmed it will defend itself against the allegations. In a statement overnight, SQM Research managing director Louis ...

SQM Research faces court over 'favourable' rating of Shield

MATTHEW WAI  |  THURSDAY, 13 NOV 2025
ASIC is suing SQM Research over its 'favourable' rating for the Shield Master Fund, marking the first time the watchdog has acted against a research house. ASIC alleges that the research house failed to obtain information needed to properly ...

Interprac sued over Shield, First Guardian failures

JAMIE WILLIAMSON  |  THURSDAY, 13 NOV 2025
... entirely on minimum ratings from external research as a basis for APL inclusion. Court documents show Interprac used SQM Research and the 3.5 star rating it had given First Guardian and the 3.75 stars it gave Shield. The regulator has also now commenced ...

ETF Shares flees Cboe for better 'connectivity'

MATTHEW WAI  |  MONDAY, 20 OCT 2025
... responsible entity and issuer for all three funds, it said. Additionally, all ETFs received a four-star rating from SQM Research last week, with Man describing the high rating as a "terrific result". "We're a startup fund manager taking on the lavishly ...

Feature: Compliance | Passing the buck

ELIZA BAVIN  |  WEDNESDAY, 15 OCT 2025
... Alongside the advisers who funneled victims' superannuation savings into these funds was the research house, SQM Research, which gave both funds' ratings and provided the necessary research for them to get onto a platform. In this case, Shield ...

FICAP RockStar raises $110k for charity

JAMIE WILLIAMSON  |  FRIDAY, 26 SEP 2025
... Macquarie, Magellan, Maple-Brown Abbott, Montgomery, NMG Consulting, Pendal/Perpetual, PIMCO, Profusion, Schroders, SQM Research, and Thinktank. Financial Standard is proud to be the media partner of FICAP.

Winners named in annual IMAP Managed Account Awards

MATTHEW WAI  |  FRIDAY, 22 AUG 2025
... Dominic McCormick; Douglas Funds Consulting principal Nigel Dougla; Foresight Analytics head of research Rob da Silva; SQM Research sector head real assets, alternatives and multi asset funds Chetan Trehan; and IMAP chair Toby Potter. Commenting, Potter ...

FICAP RockStar returns to The Beresford in 2025

MATTHEW WAI  |  THURSDAY, 14 AUG 2025
... Macquarie, Magellan, Maple-Brown Abbott, Montgomery, NMG Consulting, Pedal/Perpetual, PIMCO, Profusion, Schroders, SQM Research, and Thinktank. For sponsorship opportunities, please contact FICAP via email - [email protected]. Additionally, ISS ...
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