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Showing 151 - 160 of 680 results for "Records"

Rating houses recommend Pengana funds

KARREN VERGARA  |  MONDAY, 16 AUG 2021
... were delighted to appoint managers of this calibre, with differentiated and proven investment processes, and long track records of outperformance, to manage money for our investors," he said.

Super fund reporting, auditing reform consultation opens

JAMIE WILLIAMSON  |  FRIDAY, 13 AUG 2021
... auditing standards - sits at about $2.3 trillion. Changes proposed include shifting from a requirement to keep accounting records for five years to keeping financial and accounting records for seven years from July 2022 and providing ASIC with half- ...

ROAR launches interactive SOA tool

KARREN VERGARA  |  TUESDAY, 10 AUG 2021
... Word-based SOAs into an interactive web-based experience that includes personalised tables and graphs. It also tracks and records the time spent reading materials, and allows clients to post questions to their adviser. ROAR chief executive Kevin Liao ...

Dismal pass rate for latest CFA exam

ELIZABETH MCARTHUR  |  MONDAY, 2 AUG 2021
... exams has varied over the years, the pass rate for level one has never fallen below 34%, according to the institute's records. From 1964-2021 the pass rate for level one has averaged out at about 42%. Through the COVID-19 pandemic, the CFA Institute ...

FYG launches advice delivery platform

KARREN VERGARA  |  WEDNESDAY, 28 JUL 2021
... integration with Xplan and Portfolio System has enabled WealthEye to deliver data-driven, interactive and client-specific Records of Advice. "We're looking forward to expanding the capabilities of our partnership with FYG and further transforming client ...

Lumiant launches fact find module

ANNABELLE DICKSON  |  TUESDAY, 27 JUL 2021
... materials in question on its platform and agreed to disable all third-party access to its questionnaire and delete electronic records.

Fintechs settle legal stoush

KARREN VERGARA  |  FRIDAY, 23 JUL 2021
... materials in question on its platform and agreed to disable all third-party access to its questionnaire and delete electronic records, he said. Lumiant will also inform its clients of the breach and desist from reproducing AstuteWheel's five-minute ...

ROA relief guidance released

KARREN VERGARA  |  FRIDAY, 16 JUL 2021
ASIC and the Financial Adviser Standards and Ethics Authority have provided further guidance on how advisers can use Records of Advice to make the most of the temporary measure. The corporate regulator and FASEA said the guidance and case study they ...

AMP Capital GEFI sold to Macquarie

JAMIE WILLIAMSON  |  THURSDAY, 8 JUL 2021
... demerger of AMP Capital, it added. "In bringing together two well-known Australian investment businesses with strong track records, we're pleased to deliver such a positive outcome for our clients, our GEFI teams and AMP shareholders. Our review ...

Adviser slapped with four-year ban

KARREN VERGARA  |  MONDAY, 28 JUN 2021
... consider an exit strategy for her clients. She also did not provide appropriate personal insurance cover or keep proper records. ASIC deemed that she lacked the competence to provide financial services and her "understanding about her legal and professional ...