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Showing 1641 - 1650 of 4389 results for "financial Advice"

AMP urged to mediate with advisers

ELIZA BAVIN  |  FRIDAY, 31 JAN 2020
... were urged to contact the ombudsman in November last year to share their experiences about being pushed out by financial advice licencees.

ASIC bans former Godfrey Pembroke adviser

HARRISON WORLEY  |  THURSDAY, 30 JAN 2020
... sentenced to three years in prison last October, with the regulator moving to permanently remove Ellis from the financial advice and credit industry following his conviction.

FPA calls for axe to fall on stamping fees

HARRISON WORLEY  |  WEDNESDAY, 29 JAN 2020
The peak body for financial planners has moved to reiterate its stance against non-client directed fees in financial advice, as consultation opens into the government's review of stamping fees. The Financial Planning Association of Australia has welcomed ...

Stamping fees consultation kicks off

KANIKA SOOD  |  TUESDAY, 28 JAN 2020
... to advisers and brokers for exchange-listed funds, as public scrutiny into the practice mounts. The Future of financial Advice (FoFA) reforms in 2013 put an end to commissions that financial advisers could collect from putting clients into investment ...

Apt Wealth Partners acquires firm

ELIZABETH MCARTHUR  |  TUESDAY, 28 JAN 2020
Apt Wealth Partners, a national financial advice business with more than $1.5 billion in funds under management, has acquired a Melbourne-based advice firm. Apt Wealth Partners has acquired Semaphore Private. The acquisition will see James McGregor ...

Fraudulent adviser cops ban, jail time

ELIZABETH MCARTHUR  |  FRIDAY, 24 JAN 2020
... sentenced to three years in prison in October last year but has only now been permanently banned from providing financial advice. ASIC said that following his conviction it sought to permanently remove Ellis from the financial advice and credit industry. ...

SMSFA chief slams regulators, FASEA

ALLY SELBY  |  FRIDAY, 24 JAN 2020
... of very significant changes." This, he said, needs to be rectified to smooth the "dynamic" road ahead for the financial advice and wealth industry. "The marketplace for the whole superannuation system and for financial advice and SMSFs is very dynamic ...

Statewide dumps executives

HARRISON WORLEY  |  THURSDAY, 23 JAN 2020
... executives was related to procurement, and added it was unrelated to the fund's investments, products or financial advice. "As an organisation who exists solely for our members, we understand that our actions set the tone for what will and will not ...

The growing risk to financial advisers

ALLY SELBY  |  THURSDAY, 23 JAN 2020
... relationship they have with their super funds, he said. "I expect this to be the next port of call for people seeking financial advice, as they won't necessarily know where else to go due to many advisers leaving the industry and remaining advisers ...

Class action accuses NAB of super rip-off

ELIZABETH MCARTHUR  |  WEDNESDAY, 22 JAN 2020
... the products. And, NULIS Nominees is facing another class action from William Roberts Lawyers over questionable financial advice fees that it alleges were not in the best interests of members of the MLC Super Fund.