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Showing 1591 - 1600 of 2080 results for "Australian Securities"

Another Elm associate banned by ASIC

HAMISH MADDEN  |  TUESDAY, 11 JUL 2006
The Australian Securities and Investments Commission (ASIC) has banned a financial adviser associated with the failed Elm Financial Services group for three years for his part in convincing a couple to invest $1 million in a failed product. Sydney adviser ...

Westpac warned for misleading advertising

HAMISH MADDEN  |  FRIDAY, 7 JUL 2006
... Westpac Banking Corporation has been rapped over the knuckles and will review its advertising after the Australian Securities and Investments Commission (ASIC) deemed an advertising campaign misleading. The problem centres around an advertising campaign ...

MISs distort agribusiness sector: McGauran

HAMISH MADDEN  |  TUESDAY, 4 JUL 2006
... deduction and they have much less concern with profitability at the end of the project," he told the ABC. The Australian Securities and Investments Commission (ASIC) advises caution when investing in agriculturally focused managed investment schemes ...

ASIC bans two for their part in failed businesses

HAMISH MADDEN  |  FRIDAY, 30 JUN 2006
Two New South Wales directors have been disqualified from acting as company directors by the Australian Securities and Investments Commission (ASIC) after their involvement in failed companies. ASIC has banned Craig West, a certified practicing accountant ...

ASIC serves up life to insurance rep

HAMISH MADDEN  |  THURSDAY, 22 JUN 2006
... client's insurance premiums on himself. Terence Howell, from Victoria, has received a permanent ban after an Australian Securities and Investments Commission (ASIC) investigation found that he had deceived CGU by failing to keep client insurance premiums ...

Former Westpac rep rips off $500k

... million dollars. Former Westpac representative, David Jarrett of New South Wales, was banned following an Australian Securities and Investments Commission (ASIC) investigation into his alleged misappropriation of funds. The illegal activity was alleged ...

Two directors cop ASIC bans

HAMISH MADDEN  |  MONDAY, 19 JUN 2006
... have been banned from providing any financial services for three years following an investigation by the Australian Securities and Investments Commission (ASIC). Brian Forshaw and Guiscardo Bottari, both operating out of Melbourne, have been banned following ...

ASIC charges two over $14.5m fraud

HAMISH MADDEN  |  FRIDAY, 16 JUN 2006
... one a former ANZ Bank employee, have appeared in court on multi-million dollar fraud charges following an Australian Securities and Investments Commission (ASIC) investigation. Stephen Jenvey and Cedric Anthony, both from Victoria, appeared in the Melbourne ...

Mortgage broker arrested

HAMISH MADDEN  |  THURSDAY, 15 JUN 2006
A former mortgage broker has been arrested and charged following an investigation by the Australian Securities and Investments Commission (ASIC). Michael Cay was arrested in Beechworth, Victoria, following an ASIC investigation into his conduct as the ...

Directors banned over unregistered schemes

... of Atlantic 3 Financial have been banned from managing a corporation following applications made by the Australian Securities and Investments Commission (ASIC). Dr Fredric Acker was banned for 10 years by the Supreme Court of Queensland while Gerilyn ...