Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1521 - 1530 of 2080 results for "Australian Securities"

Fincorp failure burns 8,000 investors

... planner, she answered, "I did but I couldn't understand what he was talking about either." Ng wished the Australian Securities Investment Commission (ASIC) did something earlier but admitted she did not even know the regulator existed until it was mentioned ...

ASIC and Citigroup lock horns on insider trading

The Australian Securities and Investments Commission (ASIC) has filed civil penalty proceedings in the Federal Court against Citigroup Global Markets Australia in a landmark case on alleged insider trading activities. Back in August 2005, Citigroup ...

ASIC acts to shut down scheme owing nearly $8m

HAMISH MADDEN  |  MONDAY, 26 MAR 2007
The Australian Securities and Investments Commission (ASIC) has commenced proceedings against a managed investment scheme which owes investors roughly $7.87 million. ASIC has taken action in the Adelaide Supreme Court to have a managed investment scheme ...

Compliance maze killing product innovation

WWW.THESHEET.COM  |  WEDNESDAY, 21 MAR 2007
... of Rismark International, Christopher Joye, said Rismark spent more than two years negotiating with the Australian Securities and Investments Commission (ASIC), Australian Taxation Office (ATO), the Treasury, various state Fair Trading Offices and the ...

Funds address $750m in errors: Deloitte

... thousands of unit prices calculated by the industry each day and the vast majority will be correct," said the Australian Securities Investment Commission (ASIC) commissioner Berna Collier at the time the joint ASIC/APRA Best Practice Guide was published. ...

Property scheme lands promoters in court

HAMISH MADDEN  |  FRIDAY, 9 MAR 2007
... O'Neill of Victoria have been committed to stand trial on charges relating to nearly $1 million that the Australian Securities and Investments Commission (ASIC) alleged was obtained illegally through their involvement with Money For Living and MFL Property ...

Mortgage broker faces trial on 21 charges

HAMISH MADDEN  |  THURSDAY, 8 MAR 2007
... trial by the Melbourne Magistrates Court after charges were brought on the back of an investigation by the Australian Securities and Investments Commission (ASIC). Cay will face 11 counts of theft, eight counts of obtaining property by deception, one ...

Email scams on ASIC hitlist

The Australian Securities and Investments Commission (ASIC) has taken its efforts to stamp out consumer fraud to the next level, launching the Australasian Consumer Fraud Taskforce's campaign targetting scammers. "There seems to be a scam created to ...

Govt slams Labor on ASIC budget cuts

HAMISH MADDEN  |  MONDAY, 5 MAR 2007
The Federal Government has slammed the Opposition's proposal to cut funding for the Australian Securities and Investments Commission (ASIC), saying reduced resources and capabilities would be welcome news for criminals. Responding to the Federal Opposition's ...

FPA checklist to guide members on super switching

HAMISH MADDEN  |  TUESDAY, 20 FEB 2007
... We hope this checklist will make the process of information gathering easier." The FPA consulted with the Australian Securities and Investments Commission (ASIC), the Investment and Financial Services Association (IFSA) and the Association of Superannuation ...