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Showing 1481 - 1490 of 3273 results for "Associate"

Synchron adds to adviser network

KARREN VERGARA  |  WEDNESDAY, 6 DEC 2017
A financial planning firm recently acquired by AZ Next Generation Advisory in a private equity deal has joined Synchron's growing network. Based in Victoria's Mornington Peninsula, Dunsford Financial Planning brings the total number of authorised representatives ...

Centuria Capital appoints Macquarie veteran to board

ALEX BURKE  |  WEDNESDAY, 6 DEC 2017
... division director at Macquarie from 2005 to 2012. Prior to that, she was an mergers and acquisitions adviser with CIBC, an associate director at Deutsche Bank, a senior manager at Bankers Trust Australia and served in the exchange control department ...

Active manager launches credit strategy

DARREN SNYDER  |  TUESDAY, 5 DEC 2017
A Melbourne-based active fund manager is unveiling its absolute credit strategy to local and international institutional investors this week. Yarra Capital Management has announced the launch of its Yarra Absolute Credit Strategy, a new diversified ...

Former CBA-aligned adviser banned for three years

ALEX BURKE  |  FRIDAY, 1 DEC 2017
An adviser formerly working under CBA-owned licensee Financial Wisdom has been banned for three years by ASIC. ASIC said the decision came about because Julie Hamilton failed to act in her clients' best interests; the regulator investigated her activity ...

Contango swaps investment managers following AGM

ALEX BURKE  |  TUESDAY, 28 NOV 2017
The majority of Contango Microcap (CTN) shareholders approved the proposal to remove Contango Asset Management (CGA) as the firm's investment manager at the annual general meeting today. The new investment manager for CTN will be NAOS Asset Management. ...

Ophir Asset Management expands investment team

EMMA RAPAPORT  |  TUESDAY, 28 NOV 2017
... recent stints at Ausbil Microcap Fund and Bennelong Australian Equity Partners. Prior to this, he was a quantitative associate with Bell Potter Securities. "We're very excited to welcome Josh to the team," Ophir co-founder and senior portfolio manager ...

Sydney licensee caught out on conflicts

JAMIE WILLIAMSON  |  MONDAY, 27 NOV 2017
ASIC accepted an enforceable undertaking from a Sydney investment banking, stockbroking and research firm following an investigation into conflicts of interest. In July 2015 Foster Stockbroking was the sole lead manager for the initial public offering ...

Treasury rolls out ASIC industry funding fee paper

ALEX BURKE  |  FRIDAY, 24 NOV 2017
The Treasury has released its consultation paper for the specific costs ASIC aims to recover from entities the regulator supervises. These costs will include fees for document compliance reviews, licence applications or variations, applications for ...

Centrepoint launches new advice partnership

JAMIE WILLIAMSON  |  FRIDAY, 24 NOV 2017
Centrepoint Alliance has established a community of high performance advice firms comprising practices with aligned views on innovation and success. Centrepoint will be forming strategic partnerships with those firms in the Partner's Circle, which were ...

Leading asset consultant makes specialist hire from NAB

ALEX BURKE  |  THURSDAY, 23 NOV 2017
... hire. Nam Tran joins Frontier Advisors as specialist consultant from NAB, where he held multiple roles, most recently as associate director, institutional banking. Prior to that, he was an auditor at KPMG Australia and a relationship manager, corporate ...