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Showing 1461 - 1470 of 5336 results for "Third"

Advisers still unclear on referral rules

ELIZABETH MCARTHUR  |  WEDNESDAY, 29 JAN 2020
... stakeholders sought clarity on when referral fees are banned, specifically in relation to adviser and/or licensee existing third party referral arrangements," FASEA said. "FASEA confirms that referrals to specialists or other professionals are acceptable. ...

Latest FASEA exam results in

ELIZABETH MCARTHUR  |  WEDNESDAY, 29 JAN 2020
... eight metropolitan and 11 regional centres between December 5 and December 11. "FASEA is pleased with the outcomes of the third exam and congratulates successful candidates on completing an important component of their education requirements under the ...

Sydney boutique partners with Pan Tribal

KANIKA SOOD  |  TUESDAY, 28 JAN 2020
... as MLC's general manager for sales, UBS Global Asset Management's ANZ chief executive and later, as its head of third party distribution for Asia ex China and Japan. His firm currently offers one fund, the Pan Tribal Global Equity Fund, which ...

UK regulator fined for pension failure

HARRISON WORLEY  |  TUESDAY, 28 JAN 2020
... been fined £2000 by UK pension scheme authority, The Pension Regulator (TPR). A list of enforcement activities for the third quarter of 2019 shows the TPR hit the FCA Pension Plan with the maximum penalty for a non-compliant chair's statement. According ...

Aussie IPOs outperform benchmark

ALLY SELBY  |  FRIDAY, 24 JAN 2020
... best performer was Uniti Wireless, which was up 530% on its issue price as at 31 December 2019," Bucknell said. Over one third of the listings were technology companies, with internet service provider Uniti Wireless, bioresorbable implant producer Osteopore ...

American private debt fund eyes Australia

KANIKA SOOD  |  THURSDAY, 23 JAN 2020
A private debt manager with stellar past returns, is eyeing local superannuation funds as it starts to raise for a new fund. Victory Park Capital, headquartered in Chicago, is best known in the US for lending to financial services companies, focused ...

Viridian opens new offices

KANIKA SOOD  |  WEDNESDAY, 22 JAN 2020
... investing in its IT and tech systems. "We have a chance this year to become more assertive with it...not having to rely on other third parties," he said of its IT spending. A team currently meets weekly to develop a mobile application, with the goal ...

Aussie investment gurus delve into alternatives

ALLY SELBY  |  WEDNESDAY, 22 JAN 2020
... 2019, with nearly half (45%) responding that they will not be changing their equities allocation for the next 18 months. One third of the investors (32%) said they intend to add to their equities exposures. Fixed income products are not winning investor's ...

Investment Leadership Awards finalists revealed

JAMIE WILLIAMSON  |  WEDNESDAY, 22 JAN 2020
... Leadership Awards 2020 has been unveiled, recognising outstanding investment talent across major asset classes. Now in their third year, the annual Financial Standard Investment Leadership Awards are the product of comprehensive analysis of 120 investment ...

New super fund targets millennials

ELIZABETH MCARTHUR  |  TUESDAY, 21 JAN 2020
... the UN Sustainable Development Goals. "Regarding benchmarking, we have an exclusive retail agreement with an independent third-party data provider, Sustainable Platform, to measure our portfolio against the SDGs and determine the impact of your super ...