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Showing 1261 - 1270 of 2662 results for "SEPA"

CBA admits to anti-money laundering breaches, AUSTRAC flags new allegations

KARREN VERGARA  |  THURSDAY, 14 DEC 2017
CBA admitted systems glitches have led to it breaching anti-money laundering and counter-terrorism laws on more than 53,000 occasions, and flagged it is bracing itself for new allegations to be handed down by AUSTRAC. In filings submitted in response ...

Financial Standard launches the Investment Leadership Awards

EMMA RAPAPORT  |  WEDNESDAY, 13 DEC 2017
This week Financial Standard launches its first Investment Leadership Awards, which recognise the investment strategies that best showcase what investors look for in an investment manager. Distinguishing it from existing fund manager awards, Financial ...

Channel Capital partners with Sahota to launch new boutique

EMMA RAPAPORT  |  TUESDAY, 12 DEC 2017
Multi-affiliate funds management firm Channel Capital is partnering with global fixed income guru Bob Sahota to launch a new boutique investment manager. Revolution Asset Management will provide institutional and high net worth investors with access ...

AAT upholds ruling against ex-Macquarie and ex-Credit Suisse advisers

EMMA RAPAPORT  |  TUESDAY, 12 DEC 2017
The Administrative Appeals Tribunal has affirmed ASIC's decision to ban a former Macquarie equities financial adviser and former Credit Suisse employee from providing financial services for three years. ASIC's decision to ban Tony Davidof and Philip ...

NAB boutique appoints distribution director

ALEX BURKE  |  THURSDAY, 7 DEC 2017
A NAB Asset Management-aligned boutique has appointed a senior member to its institutional distribution team. Richard Close joins Antares Equities from Phillip Capital, where he was director - institutional equities. Prior to that, he was a senior advisor ...

ANZ Wealth business governance head departs for Vanguard

ALEX BURKE  |  THURSDAY, 7 DEC 2017
ANZ Wealth's head of business governance has taken on a new role at Vanguard after 16 years with the bank. Ian Dent joins Vanguard as senior compliance manager. In this position, a Vanguard spokesperson said, Dent will "lead Vanguard Australia's compliance ...

Grant Samuel wins RE mandate

JAMIE WILLIAMSON  |  MONDAY, 4 DEC 2017
Grant Samuel Funds Management is the new responsible entity of the Munro Global Growth Fund. Following approval by shareholders, GSFM has replaced Munro Asset Management - the AFSL holder for Munro Partners - as responsible entity of the fund. In June ...

Former Fidante-aligned boutique targeted by UK regulator

JAMIE WILLIAMSON  |  THURSDAY, 30 NOV 2017
A former Fidante Partners-aligned boutique and a $94 billion BNY Mellon subsidiary are two of four asset managers accused of breaching UK competition laws. In what is the first case to see the UK's Financial Conduct Authority exercise its competition ...

NAB advice GM departs in wealth restructure

ALEX BURKE  |  THURSDAY, 30 NOV 2017
NAB's executive general manager of wealth advice has departed in the midst of a restructure of the wealth business. Greg Miller took on the lead role in 2015. Prior to that, he was general manager of MLC Direct and MLC Advice Solutions. He has also ...

RNY unitholders left unpaid after Aurora scandal

ALEX BURKE  |  WEDNESDAY, 29 NOV 2017
Many unitholders in the RNY Property Trust have yet to be compensated following the takeover by Aurora Funds Management, whose chief financial officer was terminated after $1 million vanished from a listed Aurora trust last weekend, and ASIC has so ...