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Showing 1261 - 1270 of 2080 results for "Australian Securities"

Hockey calls for FSR review

MICHAEL HOBBS  |  WEDNESDAY, 21 APR 2010
... regime for financial sales, advice and dealings in financial products among other reforms, according to the Australian Securities & Investments Commission (ASIC). While FSR was enacted, Hockey lost the financial services ministerial portfolio and implementation ...

Regulator launches Storm website

ASIC RELEASE  |  THURSDAY, 15 APR 2010
... informed about its investigations. The website has a public area that includes general information about the Australian Securities and Investments Commission's (ASIC) investigations and features a protected personal web page for Storm investors. The ...

Former St.George WM chief quits BT

COMPANY RELEASE  |  MONDAY, 12 APR 2010
... Barristers of Laws and Solicitor, Lloyd was previously senior legal officer for the office of the chairman of the Australian Securities and Investment Commission.

ASIC ramps up market surveillance

ASIC RELEASE  |  THURSDAY, 25 MAR 2010
... Federal Government's decision in August 2009 that ASIC assume the market surveillance function from the Australian Securities Exchange (ASX). As a result, monitoring of real time trading on Australia's domestic licensed markets will be assumed by ASIC ...

ASX targets ETF growth market

MICHAEL HOBBS  |  WEDNESDAY, 24 MAR 2010
The Australian Securities Exchange (ASX) is ramping up its exchange traded fund (ETF) business as more providers enter the market to cope with rising demand. Richard Murphy, general manager - equity markets at the ASX, said local ETF funds under management ...

Ex Macquarie broker pleads guilty

ASIC RELEASE  |  TUESDAY, 16 MAR 2010
... market manipulation contrary to section 1041A of the Corporations Act 2001. The charges, brought by the Australian Securities and Investments Commission (ASIC), relate to his alleged manipulation of the share price of Bill Express Ltd (BXP) which is ...

ASX appoints deputy CEO

COMPANY RELEASE  |  TUESDAY, 16 MAR 2010
The Australian Securities Exchange has appointed Peter Hiom as deputy chief executive, and restructured the group executive responsibilities within ASX. In a statement listed on the exchange, the group announced Peter Hiom will assume the role of deputy ...

Treasury proposes mandatory governance principles

MICHAEL HOBBS  |  TUESDAY, 9 MAR 2010
... rather than any systemic problem within the auditing profession," said the report. This comes after the Australian Securities & Investments Commission (ASIC) accepted enforceable undertakings from three partners of KPMG's Perth office for their auditing ...

IFSA and Deloitte launch Future Leaders award

COMPANY RELEASE  |  MONDAY, 1 MAR 2010
... measuring and comprehending risk; and improving engagement with superannuation. Last year, Julia Feher from the Australian Securities and Investments Commission (ASIC) won the Future Leaders Award for the work she did exploring ways to support quality ...

Limited advice from accountants face hurdles

MICHAEL HOBBS  |  THURSDAY, 18 FEB 2010
Tony D'Aloisio, chair of the Australian Securities and Investments Commission (ASIC), said SPAA's proposal advocating for accountants to be able to provide limited structural advice on superannuation could be impractical. Speaking yesterday at the Self ...