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Showing 11621 - 11630 of 18276 results for "Plan"

MLC preps advisers for EOFY

ELISE BURGESS  |  WEDNESDAY, 20 APR 2011
Over 2,000 MLC advisers have already embraced MLC's end of financial year (EOFY) new online centre since it launched on Monday. The MLC EOFY Adviser Support Centre offers tools and resources for advisers with 12 core EOFY strategies that advisers can ...

Adviser banned for life by ASIC

ASIC RELEASE  |  WEDNESDAY, 20 APR 2011
Former WealthSure financial adviser, Brian William Veitch, has been banned for life from providing financial advice following an investigation by the Australian Securities and Investments Commission (ASIC). ASIC alleges Veitch failed to comply with ...

Russell commodities fund on hold

ALISON BEVEGE  |  WEDNESDAY, 20 APR 2011
Andrew Sneddon, portfolio manager for Russell Investments said the fund, which has $50 million worth of assets under management, will now be managed on a slightly more aggressive footing by the Stamford, Connecticut, based managers. "It's essentially ...

ASIC silent on possible research probe

ALISON BEVEGE  |  TUESDAY, 19 APR 2011
... comment. Auditors WHK Group and KPMG also failed to pick up discrepancies. KPMG signed an audit of Trio Capital's compliance plan for Astarra Strategic three weeks before regulators froze Trio's managed investment schemes, stating Trio had "complied ...

UK FSA fines false advice

MICHELLE BALTAZAR  |  TUESDAY, 19 APR 2011

Ansett trustees make a move

ELISE BURGESS  |  TUESDAY, 19 APR 2011
Super trustees for failed airline Ansett will finally issue an interim distribution statement to members of the Ansett Residual Superannuation Fund, some ten years after the collapse of the company. In the next six to eight weeks, up to 11,000 ex-Ansett ...

Planners train up for social media regulations

ELISE BURGESS  |  TUESDAY, 19 APR 2011
A new social media training program launched in the US has been designed to fill the gap for planners between social networking sites and platforms and the potential legal and cultural issue they present. The subscription-based app, 'Insight: Advisor ...

Advisers fear super fund competition

ALISON BEVEGE  |  TUESDAY, 19 APR 2011
Financial planners are worried that low-cost advice from superannuation funds will hurt their businesses in the future and say it is unfair competition as the fees are hidden. At a recent Financial Planners Association luncheon in Sydney, advisers made ...

Market Wrap - Morning

AAP  |  TUESDAY, 19 APR 2011
... Washington's top-line AAA grading. Voicing strong doubts over the ability of battling Republicans and Democrats to agree a credible plan on cutting the fiscal deficit, S&P gave the country until 2013 to act or face losing its coveted rating. US bond ...

Planners prime legal targets for angry clients

ALISON BEVEGE  |  MONDAY, 18 APR 2011
Financial planners relying on research are sitting ducks for legal action in the wake of the Trio Capital superannuation fraud and need to protect themselves, a planner has said. In the case of the Trio Capital fraud, adviser Ross Tarrant's firm Tarrants ...