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Showing 11511 - 11520 of 28287 results for "NOT"

ATO affirms SMSF event-based reporting rules

KARREN VERGARA  |  FRIDAY, 10 NOV 2017
... transfer balance cap actually occurs. "As a result of this approach it is estimated that up to 85% of the SMSF population will not be required to undertake any additional reporting outside of current annual reporting timeframes for the foreseeable future." ...

NAB hastily recruits after announcing job cuts

JAMIE WILLIAMSON  |  FRIDAY, 10 NOV 2017
... executive Andrew Thorburn. The FSU was disappointed with the lack of clarity offered by NAB around the cuts, saying it is not clear how the organisation determined 6000 jobs needed to go or which business units or regions of operation would be effected. ...

Greater tech support needed for goals-based advice strategies

JAMIE WILLIAMSON  |  FRIDAY, 10 NOV 2017
... better than the next guy's and how many thousand implementations are available in their stochastic model, and that's really not the problem that we're trying to solve for clients," she said. Abood's sentiments were echoed by Ignition Wealth's Rob Corben ...

China's inflation lift indicates strong demand

BENJAMIN ONG  |  FRIDAY, 10 NOV 2017
... quality in the country could slow production in Chinese factories that would reduce demand (and hence, prices) of raw materials. Not to mention, the expected correction in commodity prices going forward.

Aussie regtech readies firms for MiFID II

KARREN VERGARA  |  THURSDAY, 9 NOV 2017
... January 2018, when MiFID II takes effect. According to the European Securities and Markets Authority (ESMA), firms should not trade with counterparties that do not have an LEI as they will not be able to submit valid transaction reports. A mid-year survey ...

ASIC needs tougher, direct powers: Taskforce

KARREN VERGARA  |  THURSDAY, 9 NOV 2017
... the report noted. The Taskforce also raised concerns about licensees taking steps to rectify compliance issues, with ASIC not having the necessary measures to ensure the impact on clients is identified or actually remediated. "For example a licensee ...

Pinnacle flags partnerships and LICs in growth plan

ALEX BURKE  |  THURSDAY, 9 NOV 2017
Pinnacle outlined its medium-term growth plan at a Wilsons Advisory conference today, flagging partnerships with new boutiques and launching new listed vehicles. Pinnacle chair Alan Watson and managing director Ian Macoun explained the business has ...

TRIS tops adviser query list

EMMA RAPAPORT  |  THURSDAY, 9 NOV 2017
Transition to retirement income streams strategies remain a priority for financial advisers according BT Financial Group. The BTFG Advice Technical division said in its September quarter round-up the business found the top two queries made by financial ...

The PI risks of goals-based advice

JAMIE WILLIAMSON  |  THURSDAY, 9 NOV 2017
... financial planner. You now have PI risk that your financial planning policy won't cover," he said. Martinis warned advisers not to get caught out, saying that while not all PI insurers will extend a policy to cover investment management activities, it's ...

For Stanford Brown, life begins at 30

MICHELLE BALTAZAR  |  THURSDAY, 9 NOV 2017
... she was 17 years old. Just last year - twenty years on - she became the fifth shareholder of the business, the first who is not a financial adviser and the first female shareholder. Stanford Brown plans to train more staff and, like law firms and the ...