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Showing 1131 - 1140 of 3078 results for "Corporation"

Former Macquarie advisers have bans reduced

JAMIE WILLIAMSON  |  TUESDAY, 12 FEB 2019
Two former Macquarie financial advisers that were banned for 10 years for falsifying client records have had their penalties substantially reduced by the Administrative Appeals Tribunal. Mark Alexander Landau and Marcus Roderick Campbell were banned ...

Hayne report raises professionalism stakes

JAMIE WILLIAMSON  |  MONDAY, 11 FEB 2019
Financial advisers could face the same rigid license registration requirements as doctors and lawyers if the Royal Commission's recommendations on compliance and further education in the industry become law. Commissioner Kenneth Hayne is calling ...

Pendal acquires Regnan

KANIKA SOOD  |  THURSDAY, 7 FEB 2019
Pendal Group is acquiring the Commonwealth Superannuation Corporation's stake in ESG house Regnan. Regnan specialises in ESG research, engagement and advisory services. It will continue to continue to offer its independent services under the brand ...

AFSL reference checking protocols required

JAMIE WILLIAMSON  |  MONDAY, 4 FEB 2019
Financial advice licensees are not doing enough to communicate the background of advisers. As such, compliance with the Australian Banking Association's reference checking protocols should be mandatory for all advice licensees, the Royal Commission ...

Grandfathered commissions to be banned

JAMIE WILLIAMSON  |  MONDAY, 4 FEB 2019
Grandfathered commissions will be banned from 1 January 2021. Responding to the release of the Royal Commission's final report, Treasurer Josh Frydenberg has confirmed the payment of grandfathered commissions will be outlawed. Further, from 1 January ...

Hayne recommends new regulatory overseer

HARRISON WORLEY  |  MONDAY, 4 FEB 2019
The Royal Commission final report recommends the roles of ASIC and APRA be adjusted when it comes to superannuation oversight. A new independent body will also oversee the regulators. Releasing his final report into Misconduct in the Banking, Superannuation ...

SMSF expert joins AMP board

HARRISON WORLEY  |  THURSDAY, 31 JAN 2019
... adviser currently serves as a non-executive director at Argo Global Listed Infrastructure, the Clean Energy Finance Corporation and the South Australia Cricket Association. Meanwhile, chief executive Francesco De Ferrari has today officially joined the ...

Australia Day honours recognise industry stalwarts

JAMIE WILLIAMSON  |  TUESDAY, 29 JAN 2019
... corporate, financial, clean energy and cultural organisations. Broadbent is the former chair of the Clean Energy Finance Corporation and is a former board member of the Reserve Bank of Australia and the ASX. Richard Haddock, chair of the Australian Catholic ...

State Super appoints CIO

KARREN VERGARA  |  THURSDAY, 24 JAN 2019
... continues to lead in investments and services to members," Livanas said. State Super (otherwise known as SAS Trustee Corporation) is the trustee of the State Authorities Superannuation Scheme, State Superannuation Scheme and Police Superannuation Scheme. ...

NSW adviser banned for 25 years

KANIKA SOOD  |  TUESDAY, 22 JAN 2019
... declined to order the winding up of a third company related to Miller (BDM Asia Pacific Pty Ltd, formerly known as CFS Corporation Pty Ltd) which ASIC had requested when it commenced court proceedings in May. ASIC said it is reviewing the judgement in ...