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Showing 1101 - 1110 of 3144 results for "Peter"

AFA Rising Star finalists announced

KERRIE SYDEE  |  TUESDAY, 27 SEP 2016
... stars are focused on delivering great advice to their clients." The 2016 AFA Rising Star of the Year Award finalists are: Peter Hodgson - ANZ Financial Planning Cathryn Gross - The Wealth Network Brent Story - AMP Financial Planning Maritza Kriel - Synchron ...

LT Management fined over false SMSF advertising

JAMIE WILLIAMSON  |  TUESDAY, 27 SEP 2016
... accounting services of RS Capital for a period of two years at a cost of $2200. Commenting on the case, ASIC deputy chairman Peter Kell said: "Accuracy in advertising is integral to maintaining consumer trust and confidence in the SMSF sector. Such conditions ...

Axsesstoday completes $20m bond issue

KERRIE SYDEE  |  FRIDAY, 23 SEP 2016
... working with them as they seek to build the capacity to continue that growth into the future." Axsess Group chief executive, Peter Ferizis said the recent growth of the company's loan book had precipitated the need to expand its funding capacity while ...

ASIC bans fraudulent adviser

KERRIE SYDEE  |  FRIDAY, 23 SEP 2016
... offences to enhance his reputation to clients and create an illusion that he was a highly successful trader." ASIC deputy chair Peter Kell said: "Dishonesty by any financial adviser will not be tolerated by ASIC. We will investigate and prosecute instances ...

ASIC drops proceedings against two former directors

KERRIE SYDEE  |  THURSDAY, 22 SEP 2016
... Federal Court seeking financial penalties and banning orders following the collapse of Gold Coast based LMIM against founder Peter Drake and former directors Francene Mulder, Eghard van der Hoven, Simon Tickner and Lisa Darcy. The proceedings against ...

DTCC to cut GTR fees

JAMIE WILLIAMSON  |  WEDNESDAY, 21 SEP 2016
... in fees, which is effective as of 1 October, is as a result of GTR's continued growth in its MAS and ASIC user community. Peter Tierney, regional head of GTR for DTCC in Asia said DTCC is pleased to see continued use of the GTR service across Asia, helping ...

Another former AMP planner cops ban

JAMIE WILLIAMSON  |  WEDNESDAY, 21 SEP 2016
... clients. ASIC will take action against financial advisers who do not comply with their obligations," said ASIC deputy chair Peter Kell. Elsewhere, an ASIC investigation has resulted in a former Sydney investment banker being charged. Darren Wayne Thompson ...

Advisory firm has licence cancelled

MARK SMITH  |  MONDAY, 19 SEP 2016
... statements and auditor reports with ASIC to demonstrate their capacity to provide financial services," ASIC deputy chair Peter Kell said. "Failure to comply with reporting obligations can be an indicator of a poor compliance culture. ASIC won't hesitate ...

QIC and Future Fund win Port of Melbourne lease

DARREN SNYDER  |  MONDAY, 19 SEP 2016
... with a well- defined regulatory regime in a globally scarce infrastructure subsector." Future Fund Board of Guardians chair Peter Costello described the port as "a high quality asset and an important link between Australia and its trading partners." ...

ASIC hands down permanent and four year bans

KERRIE SYDEE  |  FRIDAY, 16 SEP 2016
... should be permanently banned as a result of his convictions involving dishonest and fraudulent conduct. ASIC commissioner Peter Kell said Hill's misconduct was very serious: "ASIC will ban people from the finance industry who act dishonestly and place ...