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Showing 1111 - 1120 of 3144 results for "Peter"

ASIC hands down more permanent bans

JAMIE WILLIAMSON  |  WEDNESDAY, 14 SEP 2016
... financial services or credit laws will result in action by ASIC to remove them from these industries," said ASIC commissioner Peter Kell.

AFA Adviser of the Year finalists announced

ALEX BURKE  |  WEDNESDAY, 14 SEP 2016
The Association of Financial Advisers and Zurich have announced the finalists for AFA Adviser and Practice of the Year, and the Female Excellence in Advice Award. The potential advisers of the year are Darren Johns from Align Financial, Jason Peterson ...

CBA pays $180,000 in penalties

ALEX BURKE  |  WEDNESDAY, 14 SEP 2016
... otherwise led to them being declined, and a further 1,152 were unlawfully given higher overdraft limits. ASIC deputy chair Peter Kell said: "Credit licensees should continuously monitor their internal processes to ensure compliance with the law. "This ...

Unlicensed property investor jailed for six years

ALEX BURKE  |  TUESDAY, 13 SEP 2016
... financial loss and hardship. ASIC will not hesitate to prosecute this type of deceptive and harmful conduct," ASIC deputy chair Peter Kell said.

ASIC accepts EU from Perth advice firm

ALEX BURKE  |  TUESDAY, 13 SEP 2016
... and controls can result in the provision of advice that does not serve the best interests of clients," ASIC deputy chair Peter Kell said. "ASIC is committed to raising standards across the financial services industry. We expect licensees to dedicate ...

Proliferation of global equity products meet investor demand

JAMIE WILLIAMSON  |  TUESDAY, 13 SEP 2016
... investors continue to benefit from advances such as smart beta, SMAs, ETFs and mFunds. Lonsec's general manager of equities Peter Green says there is no immediate sign of the significant growth in products abating and attributes the increase to a number ...

ASIC bans fraudulent broker

JAMIE WILLIAMSON  |  TUESDAY, 13 SEP 2016
... from a credit provider. As a result, Farais was handed a one-year intensive correction order in June. ASIC deputy chairman Peter Kell said the case demonstrates how serious the regulator is about tackling loan fraud. "We won't hesitate to take action ...

Westpac refunds $9.2 million in unfair fees

JAMIE WILLIAMSON  |  TUESDAY, 13 SEP 2016
... waivers must have effective and robust systems in place to deliver the promised benefits to consumers," ASIC deputy chairman Peter Kell said. "Businesses that rely on manual processes to apply waivers, discounts and other benefits should carefully consider ...

Deloitte partner moves to Trustee Partners

DARREN SNYDER  |  FRIDAY, 9 SEP 2016
Former Deloitte partner and #FSPower50 member Stephen Huppert has joined the newly-formed Trustee Partners as head of innovation. Huppert joins a team of seasoned industry professionals including Trustee Partners' co-founder and managing director Phillip ...

Unclear disclosure leads to $20 million in refunds

JAMIE WILLIAMSON  |  THURSDAY, 8 SEP 2016
... charged, so that they can make an informed decision when using financial products and services," said ASIC deputy chairman Peter Kell.