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Showing 1141 - 1150 of 3144 results for "Peter"

Unlicensed product adviser receives four year ban

KERRIE SYDEE  |  THURSDAY, 28 JUL 2016
... warnings about Park Trent's practices, demonstrating he is likely to contravene financial services law. ASIC deputy chairman Peter Kell said: "ASIC's action against Mr Cross shows that we will not hesitate to exclude property spruikers who provide unlicensed ...

ASIC hands down multiple bans

KERRIE SYDEE  |  WEDNESDAY, 27 JUL 2016
... ASX on September 2014. Following a hearing, ASIC found Batros had contravened a financial services law. ASIC deputy chair Peter Kell said: "Financial planners are required to meet stringent compliance standards to protect the interests of their clients ...

Economic Wrap

ALEX DUNNIN  |  WEDNESDAY, 27 JUL 2016
Inflation crashes to 1pct The Consumer Price Index (CPI) rose 0.4% in the June quarter 2016, according to the latest Australian Bureau of Statistics (ABS) figures. This follows a fall of 0.2% in the March quarter 2016. Annual inflation is now just 1.0% ...

Walsh Bay Partners hires investment associate from First State Super

ALEX BURKE  |  WEDNESDAY, 27 JUL 2016
Walsh Bay Partners has appointed a new senior investment associate. Timothy Peters joins Walsh Bay Partners from First State Super, where he was a senior investment analyst. Prior to that, he was a research manager at Brookvine, a research analyst at ...

New CEO for RI Advice Group

KERRIE SYDEE  |  MONDAY, 25 JUL 2016
... ANZ owned RI Advice group has appointed a new chief executive officer. After spending more than 12 years' with the group, Peter Ornsby will step into the role. He previously held the role of senior national manager - advice and operations with RI Advice ...

New income fund launches

DARREN SNYDER  |  THURSDAY, 21 JUL 2016
... volatility of global equities over any three-year period. It also pays income on a monthly basis. The fund will be managed by Peter Fitzgerald, Ian Pizer, Nick Samouilhan and Brendan Walsh. The group is supported by dedicated risk analysis and investment ...

Challenger finalises partnerships with three super funds

ALEX BURKE  |  TUESDAY, 19 JUL 2016
... Australian Administration Services' aaspire platform. Commenting on the partnership, Local Government Super chief executive Peter Lambert said: "As many of our members move into retirement it's critical they have access to guaranteed retirement income ...

Russell makes two appointments to super board

ALEX BURKE  |  WEDNESDAY, 13 JUL 2016
... officer at Fidelity International, BNP Paribas and Schroders. Commenting on the appointments, Russell APAC chief executive Peter Gunning said: "These two industry veterans help assure continued, strong, independent oversight for our members with experience ...

Last-minute accountant AFSL applications creating ASIC backlog

ALEX BURKE  |  FRIDAY, 8 JUL 2016
... services in Australia), we expect that the processing of these applications could take longer than usual," ASIC deputy chair Peter Kell said. "The provision of unlicensed or unauthorised financial services in relation financial products including self-managed ...

AFSL cancelled for Sydney firm

KERRIE SYDEE  |  MONDAY, 4 JUL 2016
... years and failed to advise ASIC in writing, within 10 business days, of becoming aware of the breach. ASIC deputy chair Peter Kell said: "Licencees are required to lodge financial statements with ASIC to demonstrate their capacity to provide financial ...