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Showing 1161 - 1170 of 3146 results for "Peter"

Former ANZ planner slapped with ban

KERRIE SYDEE  |  THURSDAY, 9 JUN 2016
... a client's objectives and strategy and then provide written documentation of those recommendations. ASIC deputy chairman Peter Kell said: "ASIC expects financial advisers to fulfil all of their obligations to their clients. Failure to do so is unacceptable." ...

La Trobe Financial prices $250m RMBS Issue

MARK SMITH  |  THURSDAY, 9 JUN 2016
... programme. We are well positioned for funding to support our strategic growth plans." Westpac's director of structured finance Peter Taplin said: "As a long standing client we are very pleased to arrange our first RMBS transaction with La Trobe Financial. ...

FirstWrap launches cash management solution

KERRIE SYDEE  |  WEDNESDAY, 8 JUN 2016
... is intended to work hand in hand with the FirstWrap platform. Colonial First State general manager product & investments Peter Chun said the FirstWrap cash management solution was developed in response to adviser feedback. "Advisers said they wanted ...

Rabobank has new local chief executive

MARK SMITH  |  WEDNESDAY, 1 JUN 2016
Rabobank has appointed a new chief executive and managing director for its Australian and New Zealand business. Peter Knoblanche joins as chief executive of Rabobank Australia and managing director of the Rabobank Australia & New Zealand Group. He succeeds ...

PROFILE: FSC chief executive Sally Loane

ALEX BURKE  |  TUESDAY, 31 MAY 2016
There are tough first days on the job, and then there are those where you show up to the office having been handed the most significant reform package for your industry in 20 years. That was what faced Sally Loane when she took the reins at the Financial ...

Knight Financial Advisors unveils new MDA service

MARK SMITH  |  WEDNESDAY, 25 MAY 2016
... making process and provide greater insight on portfolio construction, asset allocation and investment selection. According to Peter Farlie, director of Knight Financial Advisors, the new MDA Service will allow the group to focus on growth while delivering ...

MFSIM execs use $143.5m in client money to repay debts

KERRIE SYDEE  |  TUESDAY, 24 MAY 2016
... to demonstrate the ability, skills and knowledge to provide financial services. Commenting on the EU ASIC deputy chairman Peter Kell said: "In instances where advice is provided to consumers to switch from existing superannuation products, especially ...

Platypus Asset Management announces CIO's departure

KERRIE SYDEE  |  TUESDAY, 24 MAY 2016
... chair. Platypus' chief operating officer, Gary Adamson, will assume the role of chief executive officer. Prasad Patkar and Peter Brooke have also been promoted to the role of head of quantitative investments. Commenting on the announcements Mead said ...

ThinkSmart appoints former Seven Group CEO

ALEX BURKE  |  MONDAY, 23 MAY 2016
Listed fintech company ThinkSmart has appointed a new non-executive director. Peter Gammell, also a non-executive director of Seven West Media, was the chief executive of Seven Group Holdings, which is a major shareholder in the Channel Seven Network. ...

Banned SMSF adviser charged for misappropriating $1.8m

ALEX BURKE  |  FRIDAY, 20 MAY 2016
... provided to clients of financial advisers is appropriate for those individuals' needs and circumstances," ASIC deputy chair Peter Kell said.