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Showing 1071 - 1080 of 3144 results for "Peter"

Former Westpac planner banned

JAMIE WILLIAMSON  |  TUESDAY, 29 NOV 2016
... thorough review process of Mr Bishop's files at the time and has fully compensated all impacted clients." ASIC deputy chair Peter Kell said: "Advice needs to be tailored to the client's needs and circumstances, and an advice provider must not lose sight ...

CBA, Westpac put spotlight on financial exclusion

KERRIE SYDEE  |  MONDAY, 28 NOV 2016
... specific priorities that will guide our initiatives over the next twelve months," Westpac group chief financial officer Peter King said. The launch of FIAPs by the Commonwealth Bank and Westpac follows HESTA's call for the financial services industry ...

Future of advice is bionic, not robo

KERRIE SYDEE  |  THURSDAY, 24 NOV 2016
... improvements to technology. Speaking at a media briefing in Sydney, Colonial First State general manager products and investments Peter Chun highlighted the increasing role technology will play in benefiting face to face advice. "We're a believer in ...

ASIC bans former AMP adviser

KERRIE SYDEE  |  MONDAY, 21 NOV 2016
... Financial Planning audit in March 2015. McCarthy did not provide any of the false documents to clients. ASIC deputy chair Peter Kell said: "ASIC is committed to raising standards of conduct and compliance in the wealth management industry and will act ...

Former Sentinel adviser slapped with ban

KERRIE SYDEE  |  THURSDAY, 17 NOV 2016
... put the interests of his clients ahead of his own, when he knew that there was a conflict of interest ASIC deputy chair Peter Kell said: "Financial advisers must put their clients' interests ahead of their own. Super switching that provides little benefit ...

HLB Mann Judd expands in WA

KERRIE SYDEE  |  FRIDAY, 11 NOV 2016
... founded 28 years ago by chief executive Marie Richardson, who will be involved with the transition and ongoing client service. Peter Speechley, who will continue to head the Perth HLB Mann Judd wealth management division, said the addition of the new ...

ASIC bans deceptive adviser

KERRIE SYDEE  |  TUESDAY, 8 NOV 2016
... conduct falls far short of the high standards expected of those in the financial services industry," ASIC deputy chairman Peter Kell said. "ASIC will continue to protect consumers from advisors who engage in misleading conduct and place their interests ...

Grant Samuel sells 80pct stake in GSFM

DARREN SNYDER  |  FRIDAY, 4 NOV 2016
... remain in place, including chief executive Andrew McKinnon, head of distribution Damien McIntyre and chief operating officer Peter Nichols. The existing team will continue to manage all aspects of the company. McKinnon said: "With this transaction, GSFM ...

ASIC bans Brisbane life adviser

KERRIE SYDEE  |  FRIDAY, 4 NOV 2016
... Demonstrate the ability, professional skills and knowledge needed to competently provide financial services ASIC deputy chair Peter Kell said: "Consumers should be confident that their financial adviser is acting in their best interests." "The business ...

SMSF trustees remain prudent investors

DARREN SNYDER  |  WEDNESDAY, 2 NOV 2016
... maintaining solid investment performance and managing portfolio diversification well. SMSF Association head of technical Peter Hogan said ATO statistics show that in four of the eight years from 2007 to 2014, SMSF returns outperformed all other alternative ...