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Showing 91 - 100 of 169 results for "Adviser standards"

FPA launches FASEA policy, education hub

JAMIE WILLIAMSON  |  THURSDAY, 7 MAR 2019
... and policy teams in collaboration with tertiary education providers that have been approved by the Financial Adviser Standards and Ethics Authority. The portal includes an education pathways tool to assist advisers in determining what further study they ...

Hayne report raises professionalism stakes

JAMIE WILLIAMSON  |  MONDAY, 11 FEB 2019
... Hayne's report overlaps with existing - though yet to be enforced - legislation surrounding the Financial Adviser Standards and Ethics Authority's Code of Ethics. FASEA's code requires advisers to report misconduct and breaches. It also requires ...

FASEA makes adviser exam adjustments

JAMIE WILLIAMSON  |  THURSDAY, 7 FEB 2019
The Financial Adviser Standards and Ethics Authority released the final legislative instrument for the financial adviser exam, revealing several concessions to be introduced. In clarifying the content of the exam, topic of Financial Adviser Regulatory ...

Specialist SMSF advisers need only apply

JAMIE WILLIAMSON  |  THURSDAY, 10 JAN 2019
... with the report suggesting the requirement form an extension of the new standards in place under the Financial Adviser Standards and Ethics Authority. Further, the report has recommended that advisers be required to provide a document that clearly explains ...

FASEA reforms see ASIC register swell

JAMIE WILLIAMSON  |  TUESDAY, 8 JAN 2019
... at any time between 1 January 2016 and 1 January 2019 will be considered an existing adviser by the Financial Adviser Standards and Ethics Authority (FASEA). The only way for an adviser to demonstrate they are an existing provider is to have been listed ...

FASEA finalises adviser CPD standard

HARRISON WORLEY  |  FRIDAY, 21 DEC 2018
... professional development requirements for financial advisers. Listening to industry consultation, the Financial Adviser Standards and Ethics Authority made several determinations upon registering the legislative instrument for CPD requirements. The CPD ...

Advice associations combine for code monitoring

DARREN SNYDER  |  TUESDAY, 18 DEC 2018
... submit a code monitoring compliance scheme application to ASIC. This would enable compliance with the Financial Adviser Standards and Ethics Authority (FASEA) code of ethics, and have it monitored and enforced. Associations participating in the agreement ...

Adviser exam draft legislation released

JAMIE WILLIAMSON  |  MONDAY, 17 DEC 2018
The Financial Adviser Standards and Ethics Authority released draft legislation for the adviser examination, including what it will cost to sit the assessment. Following consultation, FASEA has determined the exam will be a 3.5 hour supervised test ...

FASEA to assess professional advice designations

JAMIE WILLIAMSON  |  THURSDAY, 13 DEC 2018
... can now apply to FASEA for accreditation for their respective professional designation programs. The Financial Adviser Standards and Ethics Authority confirmed it has invited associations to apply for accreditation, informing them of the process by which ...

FASEA exam is not fair: Spot poll

KARREN VERGARA  |  MONDAY, 3 DEC 2018
... latest online survey. An overwhelming number of financial advisers (68%) said the long-awaited exam the Financial Adviser Standards and Ethics Authority outlined in November is neither fair nor reasonable. FASEA recently unveiled the structure of the ...