Search Results | Showing 1081 - 1090 of 1226 results for "Licensees" |
| | | ... Brick Road today. Mark Bouris, executive chairman for the wealth management group which has more than 70 branches and licensees nationally, said Lawler brought more than 20 years of experience in the financial services industry with him. He will join ... |
| | | | ... advisers. Licensee Select currently provides compliance, practice development, research and advice solutions to almost 100 licensees and 480 advisers. |
| | | | ... MLC advisers. "We have great respect for the AXA advice model and feel that there are many similarities with our own licensees. Consequently, there are many very fine AXA practices that would fit well with one of our licensees." |
| | | | ... financial planning sector inside out and this will be especially important as FOFA carves two clear market segments - licensees whose primary revenue derives from financial planning and licensees who generate revenue from many sources other than financial ... |
| | | | ... Harris, executive manager, Guardian Financial Planning. The AFA represents 7,000 advisers through its relationships with licensees across Australia and individual adviser members. |
| | | | ... at this time. "We have great respect for the AXA advice model and feel that there are many similarities with our own licensees. Consequently, there are many very fine AXA practices that would fit well with one of our licensees." MLC will offer one-off ... |
| | | | ... advice and that disclosures in relation to the conflict of interest, relevant to the advice provided, were insufficient. "Licensees often have a conflict of interest when recommending products to clients," said Delia Rickard, senior executive leader ... |
| | | | ... programs," said David Hunt, national manager, Licensee Select. Licensee Select currently provides solutions to almost 100 licensees and 480 advisers. |
| | | | ... Rickard said financial advisers must properly respond to complaints especially when markets are turbulent. She said licensees needed to advise their clients of the right to complain to external dispute resolution schemes on their websites, in disclosure ... |
| | | | ... expanding its AdviserTECH framework to suit the latest Future of Financial Advice (FOFA) reforms. "What we are seeing are licensees and advisers purchasing the AdvsierTECH compliance tool due to FOFA structure being pushed. Advisers are under a lot more ... |
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