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Showing 1081 - 1090 of 1226 results for "Licensees"

Yellow Brick Road seals deal with Nine

ALISON BEVEGE  |  MONDAY, 18 JUL 2011
... Brick Road today. Mark Bouris, executive chairman for the wealth management group which has more than 70 branches and licensees nationally, said Lawler brought more than 20 years of experience in the financial services industry with him. He will join ...

Licensee Select new manager

ELISE BURGESS  |  THURSDAY, 7 JUL 2011
... advisers. Licensee Select currently provides compliance, practice development, research and advice solutions to almost 100 licensees and 480 advisers.

MLC names three AXA converts

ELISE BURGESS  |  TUESDAY, 5 JUL 2011
... MLC advisers. "We have great respect for the AXA advice model and feel that there are many similarities with our own licensees. Consequently, there are many very fine AXA practices that would fit well with one of our licensees."

Australian Unity supporting advisers with appointment

ELISE BURGESS  |  FRIDAY, 24 JUN 2011
... financial planning sector inside out and this will be especially important as FOFA carves two clear market segments - licensees whose primary revenue derives from financial planning and licensees who generate revenue from many sources other than financial ...

Guardian join AFA

ELISE BURGESS  |  THURSDAY, 16 JUN 2011
... Harris, executive manager, Guardian Financial Planning. The AFA represents 7,000 advisers through its relationships with licensees across Australia and individual adviser members.

MLC clarifies AXA adviser hunt

MATT WOODINGTON  |  WEDNESDAY, 15 JUN 2011
... at this time. "We have great respect for the AXA advice model and feel that there are many similarities with our own licensees. Consequently, there are many very fine AXA practices that would fit well with one of our licensees." MLC will offer one-off ...

ASIC forces iPlan to hire compliance expert

MATT WOODINGTON  |  THURSDAY, 9 JUN 2011
... advice and that disclosures in relation to the conflict of interest, relevant to the advice provided, were insufficient. "Licensees often have a conflict of interest when recommending products to clients," said Delia Rickard, senior executive leader ...

FIA growth leads to Licensee Select

ELISE BURGESS  |  MONDAY, 23 MAY 2011
... programs," said David Hunt, national manager, Licensee Select. Licensee Select currently provides solutions to almost 100 licensees and 480 advisers.

Burned investors drink bitter cup: ASIC

ALISON BEVEGE  |  FRIDAY, 20 MAY 2011
... Rickard said financial advisers must properly respond to complaints especially when markets are turbulent. She said licensees needed to advise their clients of the right to complain to external dispute resolution schemes on their websites, in disclosure ...

Midwinter takes on Coin, Xplan

ELISE BURGESS  |  MONDAY, 16 MAY 2011
... expanding its AdviserTECH framework to suit the latest Future of Financial Advice (FOFA) reforms. "What we are seeing are licensees and advisers purchasing the AdvsierTECH compliance tool due to FOFA structure being pushed. Advisers are under a lot more ...