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Showing 1101 - 1110 of 1226 results for "Licensees"

ASIC rules to fix disputes faster

ELISE BURGESS  |  WEDNESDAY, 16 FEB 2011
... planners and insurers settle simple disputes with their clients. The guidance issued today will affect financial services licensees (AFSLs) and credit licensees (ACLs), including insurers and financial planners. ASIC said that financial industry participants ...

Kingston Capital signs on Powerwrap SMA

MEDIA RELEASE  |  FRIDAY, 26 NOV 2010
... clients a separately managed account service. The agreement will enable Kingston Capital to provide clients and other licensees access to an SMA service through Powerwrap's consolidated platform. Powerwrap's SMA service is underpinned by ASX-listed Australian ...

Ipac improves 'soft dollar' register disclosure

RUTH LIEW  |  THURSDAY, 25 NOV 2010
... total dollar figure on how much soft dollar payments were recorded in these registers. He said the figures were held by licensees and there was no central register for monitoring the payments. Rantall said the code was most recently updated in January ...

FPA launches new strategy, brand

JOHN MCDULING  |  THURSDAY, 25 NOV 2010
... levels of FPA membership and CFP A(R) certification will be able to license the use of the FPA brand," said Rantall. If licensees have at least 25 per cent of their planners as FPA members, Rantall said they could become 'FPA Professional Partners'.

AWM advisers join AFA

MEDIA RELEASE  |  FRIDAY, 19 NOV 2010
... Association of Financial Advisers - bringing the industry association's membership to approximately 7,000 advisers. Four licensees including Bridges Financial Services, Wealth Managers, Executive Wealth Management Financial Services and SMF Wealth Management ...

Fox elected AFA president

MICHELLE BALTAZAR  |  WEDNESDAY, 27 OCT 2010
... 1,900 individually signed-up members and represents close to 8,000 'members' through the AFA's association partners and licensees. Outgoing president Jim Taggart and outgoing vice president Kerry Sharp will assist with the handover, said Fox.

More aid for small licensees

AFA RELEASE  |  MONDAY, 20 SEP 2010
... alongside its annual conference on the Gold Coast from 24-26 October, 2010. "The AFA is acutely aware that the small licensees that make up the independent sector of the advice industry need an issues driven, collegial forum in which to debate and discuss ...

ASIC recovers $24m for Westpoint victims

ASIC RELEASE  |  FRIDAY, 17 SEP 2010
... Further Westpoint proceedings are going ahead in relation to directors, auditors and three Australian financial services licensees. ASIC hopes to resolve these claims during 2010-11. The Westpoint group of companies collapsed in 2006 owing $388 million ...

Select appoints head of strategic accounts

MEDIA RELEASE  |  MONDAY, 30 AUG 2010
... offers diversified, multi-manager, multi-asset class portfolio solutions, customised to suit the needs of individual licensees. Dealer groups implementing SELECT CPS can brand the portfolios as their own or co-brand them with SELECT. SELECT CPS offers ...

Addwealth seeks women advisers

RUTH LIEW  |  FRIDAY, 30 JUL 2010
... are under represented in the financial planning industry and we believe this is a missed opportunity - not only for licensees looking to expand their planner base but also practices looking to grow their businesses," said Tim Steele, director at AMP ...