Search Results | Showing 1121 - 1130 of 1226 results for "Licensees" |
| | | ... more rigorous and targeted approach. ASIC should perform effective risk-based surveillance on the advice provided by licensees and their authorised representatives, focusing particularly on licensees that have come to the attention of the regulator previously," ... |
| | | | ... Australia as a director and managing director. He is responsible for all of AMP's person-to-person financial planning licensees, which includes nearly 700 CFP professionals. Helmich also chaired the Financial Planning Association (FPA) Board from 2002 ... |
| | | | ... Potter. Founded in 2006, IMAP represents investment managers, organisations providing managed account platforms and AFS licensees advising on discretionary portfolios. |
| | | | ... board committee, Perkovic has also worked in the Financial Planning Association of Australia's (FPA) medium and large licensees committee. Brian Bissaker, chief executive at Colonial First State, said Perkovic's appointment is significant, given her ... |
| | | | ... Westpoint Group, and breached its Australian financial services licence. PIS was one of seven Australian financial service licensees against whom ASIC commenced proceedings for compensation on behalf of Westpoint investors. The investors in Westpoint-related ... |
| | | | ... include risk products, rebates and related payments that are product directed payments to Australian Financial Services Licensees. At the same time, the FPA said it encourages the industry, product providers and planners to implement a transparent and ... |
| | | | ... to a focused team of investment specialists who really understand markets, our products and how to help planners and licensees build great portfolios for their clients," said Brian Thomas, head of retail funds management at Perennial Investment Partners. ... |
| | | | ... RetireInvest territory franchises, noted a press statement. Campbell said while the firm was one of the few financial planning licensees in Australia still operating under the franchise code, the new model would not require compliance under those existing ... |
| | | | ... of affordable Professional Indemnity insurance and, of course, the Ripoll Inquiry and its likely effect on advisers, licensees and product manufacturers. "Advisers who are serious about their businesses will want to hear what Mr Ripoll has to say about ... |
| | | | ... Committee on Corporations and Financial Services, Brogden said IFSA supports raising regulatory standards to ensure licensees and authorised representatives have adequate resources and can provide a range of financial services and products. IFSA also ... |
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