Search Results | Showing 1051 - 1060 of 1224 results for "Licensees" |
| | | ... planners may be losing sight of their roles and getting caught up in the "unnecessary noise" flooding the industry, with licensees also urged to better support planners through strategy tools. Philippa Sheehan, managing director of adviser group My Adviser ... |
| | | | ... 2012. "Just as it is essential for advisers to review and refresh their value proposition, it's also essential that licensees review their value propositions for advisers," said newly-appointed chief executive, Charles Smith. "Our dealer group terms ... |
| | | | ... MySuper." Included in the Government's draft are more details on the duties of Registrable Superannuation Entity (RSE) licensees, including duties relating to MySuper products, and personal duties for directors or corporate trustees. Also included in ... |
| | | | ... Overall the second tranche of reforms include the expansion of the covenants for registrable superannuation entity (RSE) licensees, applying new duties to trustees of an RSE that offer a MySuper product and applying personal duties to the directors of ... |
| | | | ... is part of ASIC's focus to improve the standards of gatekeepers, specifically the obligations of financial services licensees to monitor authorised representatives and ensure adequate compliance measures are in place to address licence obligations," ... |
| | | | ... Explanatory Memorandum, established funds only have to ensure their MySuper products follow pre-defined characteristics. RSE licensees will even be able to apply for permission to offer more than one MySuper product, though this is expected to be unusual. ... |
| | | | ... are adhering to industry standards and that the trustees at all times are ultimately responsible. In a letter to super licensees, the regulator said that while trustees were aware of their obligations to comply with the Operating Standard on Outsourcing ... |
| | | | Mid-sized financial planning firms will be "swallowed up" by opportunistic licensees as the rate of acquisition will rise while new forms of advice will reign, according to a research paper from CoreData. In its "Licensee of the Future" white paper ... |
| | | | ... Select and head of advice business solutions. In the Sydney-based role Younger will be responsible for all ANZ Wealth licensees including RI Advice, Financial Services Partners and Millennium3 in addition to the group's Sentry and Fortnum investments. ... |
| | | | ... compliance pressures for practices, Sequential Project Services' Business Insights product provides practice owners and licensees a comprehensive independent assessment and practice recommendations to improve business operations and efficiency. AMP Financial ... |
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