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| | | ... Fournai said the move will help the bank spend more time on developing technology and less time on running it. The bank has not disclosed a timeline for the transition, but it expects the process to take a few years. "We are proud to break new ground ... |
| | | | ... complaints about its members and has enacted only two disqualifications. Kewin conceded in terms of regulation, there's not a lot the AFA does in this area. "We don't play a huge role," he said. Only since the Financial Advisers Standards and ... |
| | | | ... solution offered a lower prospective SMSF entry point. "Digital technology and automation are disrupting the wealth industry not because they're new but because they meet a need for investors, reduce barriers to investment and reduce costs," Garrett ... |
| | | | ... safeguard wealth to ensure it gets passed to the next generation effectively. "Bonds sit outside of the deceased's will. They are not subject to the usual delays associated with probate, and are very difficult, if not impossible, to successfully challenge," ... |
| | | | ... Maxwell Henderson financial services guide, however when Orr asked him to locate the disclosure in the document, he could not. "You'll have to excuse me. It has been a long time since I've looked at this document, but I can't find it. So perhaps it wasn't. ... |
| | | | ... that it could lead to better outcomes for the licensee being investigated. "In some cases they can get a better outcome, but not in every instance," Macaulay said. "If what we're trying to do is ensure that good advice is to provided to Australian consumers ... |
| | | | ... lie as subsequent provisions in the policy state that Dover cannot be held responsible for any action of an adviser that is not within the authority provided by the licensee under the Corporations Act. Such actions would include failing to adequately ... |
| | | | ... February inviting its participation didn't require a response. "It was phrased in terms of an invitation, which we took as not being in any way mandatory. You know, an invitation doesn't require a response," McMaster said. When asked by Counsel Assisting ... |
| | | | ... questions to ask" and later places the super fund on hold before returning to ask more questions. Henderson claimed he did not know who the employee spoke to while the call was on hold to which Orr responded: "Ms McKenna was your client, Mr Henderson ... |
| | | | ... tailored direct equities service which incurred too much downside when managing disparate shares. Davie said the solution was not scalable, extremely labour intensive, describing it as a "nightmare for the back-office." In contrast, he said: "Moving ... |
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