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Showing 10531 - 10540 of 28277 results for "NOT"

Existing but unregistered advisers at risk

JAMIE WILLIAMSON  |  THURSDAY, 2 AUG 2018
... demonstrate they are an existing provider by being 'current' on the FAR at any time between 1 January 2016 and 1 January 2019, and not being banned, suspended or disqualified as at 1 January 2019. The regulator also announced it is changing the reporting ...

ClearView defends arrested director

HARRISON WORLEY  |  THURSDAY, 2 AUG 2018
... support of the board after he had assured his contemporaries that he acted at all times in accordance with the law, and did not consider there was any basis for the charge. ClearView added the charge was unproven and Brown also has the full support of ...

ASIC provides guidance on Asia Funds Passport

KARREN VERGARA  |  WEDNESDAY, 1 AUG 2018
ASIC has updated its regulatory guides to reflect changes from the Asia Region Funds Passport bill that was recently passed. On June 28, the Federal Government passed the Corporations Amendment (Asia Region Funds Passport) Bill 2018 in an effort to ...

Last chance to participate in the annual FS Managed Accounts Survey

MICHELLE BALTAZAR  |  WEDNESDAY, 1 AUG 2018
... three years. Of those who didn't think managed accounts will gain traction, the primary reasons given were lack of access (not on their Approved Product List) or due to restrictions on their AFSL. The survey is running again this year. You can participate ...

BNP Paribas AM sells Arnhem stake, appoints new investment manager

JAMIE WILLIAMSON  |  WEDNESDAY, 1 AUG 2018
BNP Paribas Asset Management has sold its 40% stake in Arnhem Investment Management ahead of the fund manager's closure, with the Arnhem Australian Equity Fund to be transferred to a specialist wholesale investor. On July 27, the fund's responsible ...

Janus Henderson names sole chief executive

JAMIE WILLIAMSON  |  WEDNESDAY, 1 AUG 2018
... Weil was chief executive of the former while Formica led the latter. Janus Henderson said the decision to appoint Weil was not an easy one but that its co-chief executive structure had served its purpose. "This decision was made with the full support ...

AustralianSuper tax specialist heads to fintech

KANIKA SOOD  |  WEDNESDAY, 1 AUG 2018
... chain, from the custodian, where the data is sourced, to the client and advisor where the data is used and signed off, brings not only technical and practical expertise, but a true client lens to GBST's tax solutions," he said. Grace said she is ...

Financial literacy in females continues to lag

KANIKA SOOD  |  TUESDAY, 31 JUL 2018
Women are falling behind in almost all aspects of financial literacy and by considerable measure, according to the latest HILDA survey. For the latest study, University of Melbourne researchers administered a five-point financial literacy test, assessing ...

Diversity underscores wealth manager success

KARREN VERGARA  |  TUESDAY, 31 JUL 2018
... capitalism' or 'impact investing,' Brandweiner sees the virtuous circle completing over the next decade - which in time will not only improve diversity, but outcomes for society as a whole. Wavestone Capital co-founding principal Catherine ...

SMSFs: Low balance, low satisfaction

JAMIE WILLIAMSON  |  TUESDAY, 31 JUL 2018
... balance of $200,000 or less is unlikely to be in the client's best interests. The PC draft report noted that SMSFs are not cost-effective for low balances, with APRA-regulated funds proving more feasible. "By contrast, costs for low-balance SMSFs ...