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Showing 10111 - 10120 of 10710 results for "May 2012"

Tricom offers funds to retail market

Wholesale boutique investment manager Tricom Investment Management will move into offering investments for retail investors with two funds using absolute return strategies. Tricom will offer the two funds, the Tricom Trust and the Elysian Fund, to advisers ...

AFS licensees behind the eight ball with account lodgement

Almost 15 per cent of Australian financial services (AFS) licensees are overdue with lodging their 2004 annual accounts and auditor reports with the Australian Securities and Investments Commission (ASIC). The 618 licensees with overdue accounts were ...

Fincorp feels ASIC's displeasure

Financial watchdog ASIC has filed proceedings in the NSW Supreme Court against the heavily publicized Fincorp Investments. ASIC is alleging that Fincorp offered securities under a replacement prospectus, which contained misleading or deceptive statements ...

Clarification: Former Sanford head banned by ASIC

In yesterday's newsletter it was reported that Dr Goh was also known as Stephen Goh. This is not correct with the actual relationship between the two being father and son. Stephen Goh was involved with Sanford Limited at a later date than Dr Goh and ...

Former Sanford head banned by ASIC

The former founder and managing director Dr Bean San Goh of Sanford Securities has been banned from providing financial services in relation to securities for five years by the Australian Securities and Investments Commission (ASIC). Dr Goh was banned ...

Mercer proposes lower taxes on super and a rise in pension age

Mercer Human Resource Consulting has recommended the Federal Government reduce taxes levied on superannuation funds and raise the official pension age from 65 to 67 in order to address the problems presented by the aging workforce. The suggestions have ...

ASIC moves against misleading advertising

ASIC has acted against misleading advertising by accepting an enforceable undertaking from Mortgage Point in response to the regulators concerns in 2001 that the mortgage broker included misleading statements in its promotional brochures. Brochures ...

It takes two to get Deutsche a 'recommended' strategy

Following the merger of its Paladin and Sentinel listed property trust (LPT) teams Morningstar has given Deutsche's LPT strategy a 'recommended' rating saying the firm now has one of the best resourced if not the best resourced Australian LPT teams ...

IOOF funds climb by 52 per cent

Fund manager IOOF Holdings Ltd has announced a solid increase in first-half profit and funds under management. IOOF posted a net profit of $26.1 million for the six months to December 31, 2004, more than double the $11.5 million record in the previous ...

SAITeysMcMahon crack $1 billion in FUM

SAITeysMcMahon, the boutique manager specialising in unlisted properties and agribusiness, has just past the $1 billion mark in funds under management (FUM). The manager has achieved this in two and a half years as its FUM stood at $350 million at 30 ...