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Showing 10101 - 10110 of 28277 results for "NOT"

FASEA clarifies adviser exam rules

DARREN SNYDER  |  MONDAY, 19 NOV 2018
... consisting of qualifying CPD. Transition arrangements for 2019 will be on a pro-rata basis for licensees whose CPD year is not a calendar year. Code of Ethics FASEA Code of Ethics addresses the values of trust, competence, honesty, fairness and diligence. ...

AFCA creates small businesses ombudsman role

KARREN VERGARA  |  FRIDAY, 16 NOV 2018
... Australian economy and the banking Royal Commission has demonstrated how devastating it can be when their financial disputes are not fairly resolved. On 1 November 2018, AFCA replaced the Financial Ombudsman Service, the Credit and Investments Ombudsman ...

Warakirri launches new fund for HNWIs

KANIKA SOOD  |  FRIDAY, 16 NOV 2018
... looking to raise at least $100 million for a new agricultural fund targeted at high-net-worth individuals, family offices and not-for-profit organisations. Warakirri Asset Management's new diversified agricultural assets fund will target a return ...

Frydenberg splashes $50m to pursue financial services crime

HARRISON WORLEY  |  FRIDAY, 16 NOV 2018
The Federal Government is spending an additional $50 million to increase efforts in prosecuting financial misconduct. Treasurer Josh Frydenberg said an additional $51.5 million would be provided to the Commonwealth Director of Public Prosecutions (CDPP) ...

Poor performance a fiduciary breach

JAMIE WILLIAMSON  |  FRIDAY, 16 NOV 2018
... and the traditional retail model of - to be blunt - selling conflicted products that perform badly and/or have high costs is not going to survive in the new world because all the evidence shows the return is not there," Sherry said. "It doesn't mean ...

Chief economist update: Slowing in sync

BENJAMIN ONG  |  FRIDAY, 16 NOV 2018
2018 started as a good year (not the tyres) but with so many bumps in the road is, to keep up with the metaphor, flattening the tyres of global growth. There's the Fed's determination to return monetary policy back to normality - that's ...

Special Report: Hitting new ETF goals

KARREN VERGARA  |  FRIDAY, 16 NOV 2018
... Petering wants to set the record straight. She clarifies that investors pulled US$30 billion out of exchange-traded funds - not the US$1 trillion reported in the media. During that time, ETFs attracted intense media attention. Some predicted ETFs could ...

Pension lessons from around the world

JAMIE WILLIAMSON  |  THURSDAY, 15 NOV 2018
... "Auto-enrolment demanded complete coverage - everybody had to have a pension available to them. But the existing market was not able to provide it, with limited capacity and for lower incomes it simply didn't work for private providers at an affordable ...

Global asset managers sign responsible firearms framework

DARREN SNYDER  |  THURSDAY, 15 NOV 2018
... missive is a duty to investment beneficiaries to "address gun safety issues and reduce investment risk." The five principles are not prescriptive and each signatory will interpret and apply them as they see fit. Principle 1 : Manufacturers should support ...

ETFs: Buy strategy not structure

DARREN SNYDER  |  THURSDAY, 15 NOV 2018
... Antipodes Partners managing director Andrew Findlay said the appealing structure of an exchange-traded fund or product should not be the top reason to invest. Investors would be better placed to buy into an ETF's strategy rather than its structure ...