SEC consults direct to the publicBY ALEX DUNNIN | TUESDAY, 5 MAR 2013 12:20PMThe Securities and Exchange Commission in the US is appealing directly to the public in a review of whether to make new rules about regulatory obligations for broker-dealers and retail investment advisers. |
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Treasury responds to Debelle's review into the AOFM
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Does association membership still matter?
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Digital assets and where they stand in 2026
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Rethinking default design in a changing market environment
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Featured Profile
Blake Briggs
CHIEF EXECUTIVE OFFICER
FINANCIAL SERVICES COUNCIL
FINANCIAL SERVICES COUNCIL
Since becoming chief executive, Blake Briggs has renewed the Financial Services Council's influence, expanded the membership base, and strengthened its policy and advocacy credentials. Karren Vergara writes.
