Search Results | Showing 1 - 10 of 539 results for "Supervision" |
| | | ... member choice, SMSFs or switching itself. "They are misconduct, conflicted incentives, poor product governance, weak supervision, and failures to enforce existing obligations," he said. In response to Treasury's proposal on how the CSLR applies for SMSFs ... |
| | | | ... keep themselves on track, he said. The Australian Prudential Regulation Authority (APRA) has recently ramped up its supervision on risk management practices for regulated entities, which noted the increasingly sophisticated cyber threats enabled by AI ... |
| | | | APRA has intensified its supervision of superannuation trustees, insurers and banks as geopolitical instability, rapid artificial intelligence (AI) adoption and growing complexity in global markets reshape the financial risk environment. In its latest ... |
| | | | ... ETSL acted in line with its fiduciary duties and obligations under the Corporations Act and Superannuation Industry (Supervision) Act. We believe that First Guardian is primarily a case of alleged and widespread fraud, and that the focus should be on ... |
| | | | ... provide the market watchdog $10.3 million in the next financial year to enhance its ability to utilise data in its supervision of managed investment schemes. It comes as the government is providing $17.8 million over four years from FY27 to strengthen ... |
| | | | ... advice or engaging in misleading or deceptive conduct, as well as commencing a review of several licensees and their supervision of 15 finfluencers operating under their licences. This comes as ASIC continues working alongside 16 global regulators as ... |
| | | | ... relief until their applications are processed. From 18 months full implementation of the new regime, including ASIC supervision and enforcement, should have been achieved. "As part of the implementation process, ASIC intends to set certain standards ... |
| | | | ... structures and disrupting harmful or misleading advertising. Part of the changes include imposing ongoing regulatory supervision over lead generation conduct and remuneration flows. Treasury would also target specific actions of lead generators that ... |
| | | | ... incidents and identified gaps. It added an area that requires more reflection is the execution of ASX's own market supervision responsibilities to monitor, supervise and enforce compliance with Operating and Listing Rules by participants and listed entities. ... |
| | | | ... and in regulation. He joined APRA in 2020 holding several leadership positions in its banking division across entity supervision and the specialist financial risk teams. Prior to joining APRA Diamond was with Deutsche Bank in the UK for more than 15 ... |
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