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Showing 1 - 10 of 556 results for "Supervision"

Treasury consults to improve data visibility into MISs

RIDDHIMA TALWANI  |  WEDNESDAY, 23 SEP 2026
... which is retrospective in nature and does not provide sufficiently timely information to support proactive, risk-based supervision or early intervention," Treasury said. Treasury also added improved visibility is important to get insights on private ...

ASIC zeroes in on recurring compliance breaches

VINNY VUCAGO  |  THURSDAY, 10 SEP 2026
... tasks and logbooks. Candidates are also reminded to select a licensee and supervisor capable of providing appropriate supervision and resources throughout the supervised work and training period. ASIC has also reminded licensees of their obligations ...

Government backs Enhanced Regulatory Sandbox overhaul

VINNY VUCAGO  |  WEDNESDAY, 9 SEP 2026
... its existing relief powers. Treasury said the renewed sandbox should be better integrated with ASIC's licensing, supervision and innovation functions, providing participants with clearer regulatory pathways while helping the regulator build knowledge ...

Super trustee business dents Equity Trustees' FY26 results

MATTHEW WAI  |  THURSDAY, 27 AUG 2026
... the discontinued superannuation trustee services (STS) business, while funds under management, administration and supervision for continuing operations, which includes the trustee and wealth services (TWS) and corporate trustee services (CTS), increased ...

FSC calls for tougher oversight of advice licensees

VINNY VUCAGO  |  THURSDAY, 30 JUL 2026
... recommending structural changes to Australia's AFSL framework, instead proposing 19 reforms aimed at strengthening supervision, improving regulatory intelligence and enabling earlier intervention where risks emerge. Among its key recommendations are ...

ASIC ramps up action against SMSF auditors

VINNY VUCAGO  |  MONDAY, 27 JUL 2026
... reinstated after the auditor sought a review. Approved SMSF auditors are registered under the Superannuation Industry (Supervision) Act 1993, with ASIC and the ATO jointly overseeing the sector. Auditors subject to ASIC decisions May seek an internal ...

FEATURE | Platforms | The investment supermarket

RIDDHIMA TALWANI  |  TUESDAY, 21 JUL 2026
... Guardian collapses. The industry, however, argues there are sufficient regulations in place and what is needed is better supervision and enforcement of the frameworks that already exist. AMP group executive for platforms Edwina Maloney says platforms ...

FAAA warns adviser levies could exceed $5k as ASIC costs climb

VINNY VUCAGO  |  FRIDAY, 17 JUL 2026
... Implementation Statement, which lifted the regulator's estimated recoverable costs to $400.5 million as it expands supervision and enforcement activity. The FAAA estimates advisers will pay $3037 through the ASIC funding levy, alongside the existing ...

ASIC levy estimates jump 19% as regulator ramps up funding

VINNY VUCAGO  |  MONDAY, 13 JUL 2026
... with regulated entities expected to shoulder $400.5 million in regulatory costs as the corporate watchdog expands its supervision and enforcement activities. The regulator's 2025-26 Cost Recovery Implementation Statement (CRIS), estimates recoverable ...

ASIC cancels AFSL of Capital Guard over fake bond sale

ELIZA BAVIN  |  FRIDAY, 3 JUL 2026
... deceptive conduct, dishonest conduct in connection with its financial services business, and failures in compliance, supervision and resourcing. ASIC found Capital Guard used or caused to be created a fake bond prospectus for a Macquarie Bank bond that ...
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