Search ResultsShowing 1 - 10 of 100+ results for "Supervision"
ASIC lifts ban on new opaque active ETFs
KANIKA SOOD  |  WEDNESDAY, 11 DEC 2019
... market-making quotes is a reference price or other information that is publicly available Internal compliance and supervision arrangements are adequate Information barriers are established to ensure decisions to buy or sell units are not made by persons ...
IOOF, ANZ transaction gets green light
ELIZA BAVIN  |  TUESDAY, 10 DEC 2019
... satisfy one or more of the trustee's obligations contained in a covenant set out in the [Superannuation Industry (Supervision)] Act," APRA said. The regulator said the decision recognises IOOF's progress in strengthening governance structures and management ...
APRA releases MySuper heat map
HARRISON WORLEY  |  TUESDAY, 10 DEC 2019
... really important to understand that the heat maps are a point in time analysis, which is a useful tool for APRA in its supervision activities, but it doesn't tell the whole story when it comes to members' retirement outcomes," Loane said. "Particularly ...
Enforcement appetite is working: APRA
ELIZA BAVIN  |  MONDAY, 2 DEC 2019
... services industry is concerning. "Last month, APRA published its plans to significantly scale up the intensity of its supervision in this area," he said. "Our intensified approach establishes a supervisory framework and methodology designed to strengthen ...
APRA responds to industry concerns
ELIZA BAVIN  |  THURSDAY, 28 NOV 2019
... unable to undertake the comparative component of the outcomes assessment in the absence of Superannuation Industry (Supervision) Regulations. "Some industry participants thought that this interpretation would limit scrutiny on the performance of choice ...
RMBS scrutiny could be loosened in US
ELIZABETH MCARTHUR  |  WEDNESDAY, 13 NOV 2019
... the mid-2000s." He explained that the increase in RMBS issuance by non-banks in Australia was in line with tighter supervision and regulation of mortgage lending by banks. The RBA said that it, along with the Council of Financial Regulators (which includes ...
APRA begins super data transformation efforts
HARRISON WORLEY  |  FRIDAY, 8 NOV 2019
... "clarity and consistency" to areas of industry tension. She added that the program would allow APRA to "sharpen" its supervision priorities and drive better industry practices. "Heightened transparency will also intensify the pressure on underperformers ...
RI Advice faces ASIC action
JAMIE WILLIAMSON  |  THURSDAY, 31 OCT 2019
... failed. In August of that year RI Advice received a complaint about Doyle. Still, RI Advice did not apply any enhanced supervision of Doyle, failing to audit any of his files until February 2015 - almost two years after he initially joined. When it did ...
APRA won't appeal IOOF judgement
ELIZA BAVIN  |  FRIDAY, 18 OCT 2019
... APRA Deputy Chair Helen Rowell said the judgment nevertheless raised some issues of wider importance for APRA in its supervision of superannuation trustees. "APRA is considering any further action that may need to be taken in relation to these, such ...
Culture change must not be a fad: APRA
HARRISON WORLEY  |  FRIDAY, 11 OCT 2019
... long-lasting." Byres said APRA's efforts would be focused on three areas: strengthening the prudential framework, sharpening supervision of governance, culture, remuneration and accountability, and sharing its insights and findings with the industry ...
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