|Search Results||Showing 1 - 10 of 100+ results for "Supervision"|
|... market-making quotes is a reference price or other information that is publicly available Internal compliance and supervision arrangements are adequate Information barriers are established to ensure decisions to buy or sell units are not made by persons ...|
|... satisfy one or more of the trustee's obligations contained in a covenant set out in the [Superannuation Industry (Supervision)] Act," APRA said. The regulator said the decision recognises IOOF's progress in strengthening governance structures and management ...|
|... really important to understand that the heat maps are a point in time analysis, which is a useful tool for APRA in its supervision activities, but it doesn't tell the whole story when it comes to members' retirement outcomes," Loane said. "Particularly ...|
|... services industry is concerning. "Last month, APRA published its plans to significantly scale up the intensity of its supervision in this area," he said. "Our intensified approach establishes a supervisory framework and methodology designed to strengthen ...|
|... unable to undertake the comparative component of the outcomes assessment in the absence of Superannuation Industry (Supervision) Regulations. "Some industry participants thought that this interpretation would limit scrutiny on the performance of choice ...|
|... the mid-2000s." He explained that the increase in RMBS issuance by non-banks in Australia was in line with tighter supervision and regulation of mortgage lending by banks. The RBA said that it, along with the Council of Financial Regulators (which includes ...|
|... "clarity and consistency" to areas of industry tension. She added that the program would allow APRA to "sharpen" its supervision priorities and drive better industry practices. "Heightened transparency will also intensify the pressure on underperformers ...|
|... failed. In August of that year RI Advice received a complaint about Doyle. Still, RI Advice did not apply any enhanced supervision of Doyle, failing to audit any of his files until February 2015 - almost two years after he initially joined. When it did ...|
|... APRA Deputy Chair Helen Rowell said the judgment nevertheless raised some issues of wider importance for APRA in its supervision of superannuation trustees. "APRA is considering any further action that may need to be taken in relation to these, such ...|
|... long-lasting." Byres said APRA's efforts would be focused on three areas: strengthening the prudential framework, sharpening supervision of governance, culture, remuneration and accountability, and sharing its insights and findings with the industry ...|
As investors seek to integrate ESG data into their investment processes, they can mistakenly conflate ESG scores in practice with more familiar financial quality metrics, new research from Eaton Vance has revealed.
One of the nation's largest super funds has joined forces with Women's Legal Service Victoria (WLSV) to simplify the process of splitting super assets.
Clime Investment Management has partnered with Sequoia to launch a new fund that aims to provide a yearly income of 8%.
The executive manager of operations at a $17 billion industry superannuation fund resigned recently, with a replacement yet to be appointed.
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