Search Results | Showing 31 - 40 of 461 results for "Supervision" |
| | ... advisers could work with educators, technology providers, licensees, and practices to develop programs that make the supervision, recording and assessment of PY requirements easier and more consistent. "When you're a small AFSL, supervising graduates ... |
| | | ... to the second biggest bank crash in its history. Overnight the Federal Reserve board announced that vice chair for supervision Michael Barr is leading a review, of the supervision and regulation of SVB, in light of its failure. "The events surrounding ... |
| | | ... framework as part of its strategic initiative to Modernise the Prudential Architecture (MPA)." According to its 2023 supervision priorities in superannuation, APRA said it is focused on rectifying sub-standard practices, eradicating unacceptable performance ... |
| | | ... AET and its technology investment program. Meanwhile, the group's funds under management, administration, advice and supervision (FUMAS) was recorded at $155.5 billion. This is 4.4% higher than the prior half. AET contributed additional FUMAS of $6.8 ... |
| | | ... concentrate on independent outsourced trusteeship in the super sector. This led to a significant increase in funds under supervision from $1 billion to $40 billion. Equity Trustees managing director Mick O'Brien commented: "Andrew comes to Equity Trustees ... |
| | | ... practices, eradicating unacceptable performance, and influencing improved retirement outcomes. That's according to its 2023 supervision priorities, released today. It said it's all part of holding trustees to account to improve member outcomes and address ... |
| | | ... super members who hold a public or extended public offer licence to operate a RSE under the Superannuation Industry (Supervision) Act 1993. Australian Ethical Investment, BT Financial Group, Challenger, Clearview Wealth, Colonial First State Investments ... |
| | | ... liability. However, all voluntarily amended the marketing materials. They also amended their compliance plans to enhance supervision of marketing, including implementing requirements for all marketing material to be approved by the RE before being released ... |
| | | ... registration regime. According to Holding Redlich partner Luke Hooper, Section 128L of the Superannuation Industry (Supervision) Act 1993 (SIS Act) prescribes the matters that those fees are payable for, in respect of approved SMSF auditors including ... |
| | | ... comment on the costs associated with proposals for large banking organisations and their customers. Fed vice chair for supervision Michael Barr said: "As the banking system changes, policymakers must continuously evaluate whether resolution-related standards ... |
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