Search Results | Showing 61 - 70 of 557 results for "Supervision" |
| | | ... the maximum level of cover a member can have. ART said to better align the scheme with the Superannuation Industry (Supervision) Regulation 1994 (SIS) definition for the early release of superannuation benefits under a terminal medical condition, the ... |
| | | | ... after collating 50 responses, there is scope for some targeted uplift and for more active and ongoing monitoring and supervision in wholesale and retail private markets. Many stakeholders called for increased supervision of the local private credit market ... |
| | | | ... class action, alleged QSuper breached its obligations under the Corporations Act 2001 and the Superannuation Industry (Supervision) Act 1993 by failing to properly inform members of changes to life insurance premiums introduced in July 2016. Those changes ... |
| | | | ... consultant to review, assess and report to ASIC whether Kalkine's interactions with its customers are compliant and its supervision mechanisms are adequate," ASIC said. "Where shortfalls are identified, the independent compliance consultant will make ... |
| | | | ... intervention underscores our concern with the recurrent nature of Macquarie's failures, which were caused by ineffective supervision and weak compliance and control management." "The additional licence conditions are a significant administrative ... |
| | | | ... the export of UK financial services and attracting more inward investment to our shores," FCA executive director, supervision, policy, competition and international, Sarah Pritchard said. "We recognise that major international investors want easier access ... |
| | | | ... Future Fund for almost three years, working as an investment analyst. He previously worked as an analyst in the market supervision division at ASIC, where he covered OTC derivatives surveillance. The credit specialist began his career with the corporate ... |
| | | | ... findings, as needed," Treasury said. Retirement outcomes, member outcomes, and expenditure are three other core areas of supervision. APRA warned it will "maintain intense scrutiny of fund-level expenditure to hold RSE licensees accountable for improving ... |
| | | | ... misconduct, losses and failures. It's no coincidence that almost 80% of entities subject to heightened risk-based APRA supervision have underlying governance problems," Lonsdale said. While governance standards have generally improved over recent years ... |
| | | | ... in its capacity as a co-regulator with APRA alleging contraventions of section 52 of the Superannuation Industry (Supervision) Act 1993 (Cth). ASIC is currently investigating AustralianSuper over delays in paying out death benefits after it remediated ... |
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