Search Results | Showing 61 - 70 of 463 results for "Supervision" |
| | ... deputy head, financial markets infrastructure in payments policy department. In this role, he was responsible for the supervision of systemically important clearing and settlement facilities and payment systems operating in Australia. At the RBA, Connolly ... |
| | | ... matters additional to those" addressed by that action, that may have been breaches of the Superannuation Industry (Supervision) Act 1993 (SIS Act). According to documents, the CEU does not intend to deal with issues that are currently the matter of Federal ... |
| | | ... rules to create a special pool of capital to pay any future fines. Following changes to the Superannuation Industry (Supervision) Act in response to the Royal Commission, many profit-to-members funds will have to restructure the way they pay penalties. ... |
| | | ... strength as well as improving transparency," he said. In total, the firm's funds under management, administration and supervision (FUMAS) jumped 43% to $144 billon, its full-year results to June 2021 show. Total FUMAS was also boosted by the corporate ... |
| | | ... dealer group. At Sandhurst, Williams led three operating teams with over 140 mandates and $8 billion in funds under supervision. MSC Group has also appointed two new co-leads for its fund administration business MSC Abacus. Sachin Tokhi previously worked ... |
| | | ... form. Shrubsole's breaches were first identified by the ATO under section 128P of the Superannuation Industry (Supervision) Act 1993 (SIS Act) and then referred to ASIC. Both ASIC and the ATO act as co-regulators of SMSF auditors. The ATO's role ... |
| | | ... examples of actions the FSCP can take against advisers include warnings or reprimands; directions to undertake training, supervision, counselling or reporting; and the suspension or cancellation of registrations. It can issue an infringement notice or ... |
| | | ... market participant on 28 January 2019 until 4 June 2020. In addition, the MFP believed Life Trading's framework for the supervision of traders was under-resourced, uncoordinated and undocumented for that period. "Life Trading's compliance culture throughout ... |
| | | ... and director at Grant Thornton in risk management. She was also a supervisor at APRA where she provided frontline supervision of two major Australian banking groups and spend over a decade in risk management roles in the UK at Deloitte, Royal Bank of ... |
| | | ... Australia Bank to acquire the MLC wealth management business, which includes NULIS. Under the Superannuation Industry (Supervision) Act 1993, APRA must approve any changes to the holder of a controlling stake in an RSE license. IOOF agreed to buy MLC ... |
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