Search Results | Showing 11 - 20 of 556 results for "Supervision" |
| | | ... has served as an APRA member since October 2022. She will continue overseeing the prudential regulator's banking supervision, strategy, risk and compliance functions. Bradbury brings more than 25 years of experience across economic policy and financial ... |
| | | | ... review also suggested the ERS should be better integrated with ASIC's broader functions, particularly licensing and supervision, to ensure it is aligned with ASIC's overarching regulatory approach, provide a clearer pathway to licensing for participants ... |
| | | | ... legal representative, said Henry was a relatively junior adviser on probation at the time and operated under strict supervision within his licensee. Each Statement of Advice (SoA) he prepared was subject to mandatory pre-vet compliance checks and approved ... |
| | | | ... implications for capital markets as agentic artificial intelligence (AI) and machine-speed, autonomous trading, and supervision tools enter the hands of traders, market participants and market operators. "The core of ASIC's mission is to facilitate ... |
| | | | ... scenario." Commenting, APRA chair John Lonsdale said the SRST produced valuable insights that would inform its policy and supervision priorities. "As our financial system becomes more interconnected, decisions made in one part of the system not only ... |
| | | | ... ramp up a company's share price through inappropriate use of the market announcements platform. In its Listed Entity Supervision Report 2026, ASX noted over the last 18 to 24 months it has been actively reducing the number and type of announcements that ... |
| | | | ... decisions were made in accordance with prudential standards and trustees' duties under the Superannuation Industry (Supervision) Act. "Prudent remuneration practices play a critical role in driving sound governance and protecting the best financial interests ... |
| | | | ... member choice, SMSFs or switching itself. "They are misconduct, conflicted incentives, poor product governance, weak supervision, and failures to enforce existing obligations," he said. In response to Treasury's proposal on how the CSLR applies for SMSFs ... |
| | | | ... keep themselves on track, he said. The Australian Prudential Regulation Authority (APRA) has recently ramped up its supervision on risk management practices for regulated entities, which noted the increasingly sophisticated cyber threats enabled by AI ... |
| | | | APRA has intensified its supervision of superannuation trustees, insurers and banks as geopolitical instability, rapid artificial intelligence (AI) adoption and growing complexity in global markets reshape the financial risk environment. In its latest ... |
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