Search Results | Showing 91 - 100 of 463 results for "Supervision" |
| | ... Board Composition scores enable investors to assess how well a board is positioned to provide diverse perspectives and supervision of management, as well as to assess potential risks in the current board structure," Bloomberg said. Using a quantitative ... |
| | | ... published an ambitious policy agenda. The onset of COVID-19 necessitated the suspension of many of APRA's policy and supervision priorities until end-September," Byres said. "However, it is neither possible nor desirable to pursue our full policy ... |
| | | ... funds whatever the assets might be listed or unlisted are being appropriately valued, that's a normal part of supervision." Leigh then questioned how the regulator would approach and identify a situation where the wrong accounting standard was applied ... |
| | | ... have been in its members' best interests, APRA said. APRA has not concluded that the Superannuation Industry (Supervision) Act 1993 was breached, but it is concerned as to the adequacy of CFSIL's internal processes for demonstrating the FirstChoice ... |
| | | ... doesn't account for insurance premiums. "Since publishing the heatmap last December, APRA has intensified its supervision of underperformers. It's pleasing to see that millions of members are already paying less in total fees, especially given ... |
| | | ... chief executive Neil Younger told Financial Standard the tool would allow the licensee to be more proactive in the supervision and monitoring of risk - saving Fortnum Financial time, energy and money. "Assessing a certain type of risk would normally ... |
| | | ... crucial role to play in the oversight of financial advice, which cannot be limited to product. Training, education and supervision are all roles of an AFSL that they say the FPA failed to consider. "Additionally, licensees provide capital protection ... |
| | | ... internationally. "Financial sector firms are facing significant regulatory change, more aggressive regulators using more dynamic supervision, consolidation, competition from technology firms entering the financial sector and with the opening up of the ... |
| | | ... formal and objective criteria, lack of independence of research teams and associated governance," FCA director of supervision - life insurance and financial advice Debbie Gupta wrote. "Processes for clear selection, monitoring and deselection of funds ... |
| | | ... quickly to make payments after receiving determinations from the ATO," Rowell said. "Under the Superannuation Industry (Supervision) Act 1993, trustees are legally required to make early release payments to eligible members 'as soon as practicable'." ... |
|