Search Results | Showing 21 - 30 of 463 results for "Supervision" |
| | ... example, crypto assets and buy now pay later (BNPL) do not sit within the existing system of licensing, registration, and supervision - and therefore, do not form part of or are not explicitly captured by the existing model, he said. As such, the government ... |
| | | ... 2023. The FSCP typically oversees lesser offences and can issue warnings or reprimands; order mandatory training, supervision, counselling or reporting; and suspend or cancel registrations. It can also issue an infringement notice or recommend that ASIC ... |
| | | ... explained. Further, he highlighted points around reducing scams, strengthening cyber-security, and updating the RBA's supervision frameworks as well as revamping digital payments. "While the RBA will be adjusting its supervision of the payments system ... |
| | | ... compliance with applicable securities laws and regulations, and with applicable FINRA rules. A firm's duty of supervision includes the responsibility to reasonably investigate red flags that suggest misconduct may be occurring." |
| | | ... collaborate with others was a logical extension," Scully says. "The question is, how do I satisfy my monitoring and supervision obligations as an AFSL holder and still meet the spontaneity and authenticity that you need in social media?" As a result ... |
| | | ... has sparked a call for greater transparency and action by regulators. Section 108A of the Superannuation Industry (Supervision) Act was introduced in 2013, mandating funds undertake intra-fund consolidation, identifying and merging individuals' multiple ... |
| | | ... Australia's largest pension funds. He began his career in the Bank of England, first in the wholesale markets supervision division (covering the gilts market) and then as an economist. After working as head of investment strategy at Barclays Wealth ... |
| | | ... going forward will be tougher regulation. "Our first area of focus will be to improve the speed, force, and agility of supervision," it said. "As the report shows, in part because of the Federal Reserve's tailoring framework and the stance of supervisory ... |
| | | ... "still far too many products delivering sub-standard investment returns to fund members". "As a result, APRA's supervision of poorly performing Choice products will intensify, and trustees can expect even greater scrutiny of their product offering. ... |
| | | ... proposed changes to the Your Future, Your Super legislation Jones floated yesterday under Superannuation Industry (Supervision) Amendment (Your Future, Your Super- Addressing Underperformance in Superannuation) Regulations 2023. Changing the duration ... |
|