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|Search Results||Showing 1 - 10 of 53 results for "External Dispute Resolution"|
|... firms more time to resolve disputes with their customers, without the need to come to AFCA for an external dispute resolution service." The changes recognise the increase in complaints and requests from consumers, he said. "This recognises the pressure ...|
|... reports for the registered managed investment schemes it operates or notify ASIC of changes to its external dispute resolution scheme. ASIC added the company has also failed to maintain organisational competence or the resources required to provide the ...|
|... may proceed all the way to an Ombudsman's Determination." Recently, the Competition and Consumer (External Dispute Resolution Scheme - Banking Sector) Instrument 2019 was registered. This instrument recognises AFCA as the external dispute resolution ...|
|... expansion of its jurisdiction. Established in November 2018, the authority replaced three pre-existing external dispute resolution schemes: the Financial Ombudsman Service, the Credit and Investments Ombudsman, and the Superannuation Complaints Tribunal. ...|
|... one-stop-shop for financial complaints authority started operating in November last year, taking over the external dispute resolution previously handled by the Financial Ombudsman Service, the Credit and Investments Ombudsman and Superannuation Complaints ...|
|... pointed out an AFS licensee may not maintain professional indemnity insurance or membership of an external dispute resolution scheme because they are operating as an authorised representative of another licensee. Another issue is because the licensee's ...|
|... million to compensate consumers and small businesses affected by misconduct who have legacy unpaid external dispute resolution determinations.|
|... Anderson said. "It does not acknowledge the relatively small number of complaints received by ASIC and External Dispute Resolution schemes. There does not seem to be an understanding that adviser remuneration, both upfront and ongoing, must be approved ...|
|... administration. ASIC said the terms of the suspension will allow Halifax clients to have access to an external dispute resolution scheme. This is in addition to ensuring Halifax continues have arrangements for compensating retail clients and to hold ...|
|... Only a few (21%) complainants whose issues were not resolved in the timeframe set by ASIC had the external dispute resolution (EDR) process explained to them. ASIC said this was concerning as these processes are essential to assist consumers to effectively ...|
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Sargon Capital's liquidators are looking for extra funding to dig deeper into the company's transactions, potential claims and the possibility of a dividend payment to creditors.
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iShares today listed two exchange traded funds on the ASX that invest in Australian corporate bonds.
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A survey of 110 pension funds, endowments, foundations, sovereign wealth funds and insurance companies worldwide has revealed the new priority position ESG is taking in asset allocation.
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Investec has established a postgraduate research scholarship with the University of Sydney Business School; in a move that it says will benefit the future finance workforce in Australia.
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