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Showing 51 - 60 of 68 results for "External Dispute Resolution"

ASIC cancels Perth stockbroker's licence

JAMES FERNYHOUGH  |  THURSDAY, 1 AUG 2013
... Securities for the next 12 months extend professional indemnity insurance and maintain its membership of an external dispute resolution service. ASIC is continuing its inquiries into Stellar Securities, and has directed anyone with a complaint against ...

Industry funds 'treat us like dirt': COSBOA

JAMES FERNYHOUGH  |  MONDAY, 29 JUL 2013
... Financial Services and Superannuation David Bradbury. "This measure will fill a gap in the existing external dispute resolution system by ensuring that small businesses are offered similar access to external dispute resolution for resolving disputes ...

Yellow Brick Road amends staff authorisations after ASIC concerns

MARK SMITH  |  FRIDAY, 26 JUL 2013
... the parties involved in the loan application process are identified, and also strengthens access to external dispute resolution. These are both important consumer protection aspects of the regime." Yellow Brick Road is now in the process of authorising ...

Platforms to explain choice of investment products

LAURA MILLAN  |  MONDAY, 1 JUL 2013
... issuers agree to do so. ASIC will give further consideration to extending this requirement to cover external dispute resolution and corresponding compensation arrangements. The revised guidance is contained in Regulatory Guide 148 Platforms that are ...

Lion Adv cancelled/Hickie banned

LINDA HAUSKEN  |  FRIDAY, 17 AUG 2012
... insurance in place, lodge audited financial reports on time and hold membership of an ASIC-approved external dispute resolution (EDR) scheme, the regulator said. "Companies have important obligations that are central to ensuring the transparency and ...

ASIC commissioner new chief of FOS

ELISE BURGESS  |  TUESDAY, 2 AUG 2011
... and build on the benefits flowing from its creation following the merger of five predecessor EDR (external dispute resolution) schemes," said Lavarch. Lavarch said Neave had been "inspirational" leader of the organisation and that he had made an outstanding ...

Burned investors drink bitter cup: ASIC

ALISON BEVEGE  |  FRIDAY, 20 MAY 2011
... their financial service provider's internal disputer resolution system or through the appropriate external dispute resolution scheme. It found investors were reluctant to commence legal action to recover their monetary loss. Peter Burgess, technical ...

ASIC rules to fix disputes faster

ELISE BURGESS  |  WEDNESDAY, 16 FEB 2011
... still require a written response to their complaint and information about how to take it further at external dispute resolution (EDR) if they wish. ASIC will also maintain the link between IDR and EDR with customers to still receive a written response ...

ASIC enforces AFSLs for margin lenders

ASIC RELEASE  |  TUESDAY, 2 FEB 2010
... lenders to meet new responsible lending requirements. The Act also allows consumers to have access to external dispute resolution services and clarity around responsibility for notifying clients in the case of a margin call. The new conduct and disclosure ...

Brand survey highlights top banks

MICHAEL HOBBS  |  FRIDAY, 11 DEC 2009
... with them," he said. "We look for other issues such as the general public debate and complaints with external dispute resolution systems." CHOICE's bank satisfaction survey, conducted in September this year, found mutual society and second tier bank ...