Search Results | Showing 931 - 940 of 3709 results for "Order" |
| | | The Federal Court has frozen the funds of a suspected investment scammer and ordered the winding up of two unlicensed financial services businesses, upon referral from the Australian Securities and Investments Commission (ASIC). The Federal Court has ... |
| | | | ... "Ultimately, this means firms will need to understand their products and the outcomes they are delivering to consumers. "In order to do this, industry needs to invest in the data systems now and ensure that they are properly able to monitor the outcomes ... |
| | | | The latest results from the monthly Markit Economics PMI (purchasing managers' index) draws a picture of the three shapes of the economic recovery or otherwise. The letter V. Masked or unmasked, the IHS/Markit flash US composite PMI continues to ... |
| | | | ... for me to resign now. I have therefore tendered my resignation to the Treasurer with immediate effect," Crennan said. "In order to ensure that ASIC's important work is not disrupted, I will remain available to facilitate the orderly transfer of work ... |
| | | | ... of dollars from trading highly risky contract for difference (CFDs) instruments. ASIC has imposed a product intervention order on the issue and distribution of CFDs effective 29 March 2021 for 18 months. Among the many changes, leverage will be restricted ... |
| | | | ... judgment has grown exponentially. We are eager to harness new technologies and analytics to extend our analysts' reach in order to keep empowering investors," Davidson said. |
| | | | The French bank's Sydney operation has become the second company in Australia in as many months to be criminally prosecuted over breaching client money obligations. Societe Generale pleaded guilty to four counts of client money obligation breaches in ... |
| | | | ... size and cost of running it. "As a result of this review, Invesco has established that it can no longer manage the fund in order to meet its objectives. At this stage, we expect that following the 28-day notice period (closure of the fund is intended ... |
| | | | ... the new model follows the principles of simplification, affordability, accessibility, consistency and quality of advice in order to reduce the risk of consumers being placed in inappropriate products. The FSC said along with the research it will engage ... |
| | | | National Australia Bank has been ordered to pay $15 million for dealing with unlicensed home loan introducers, as revealed at the Royal Commission. ASIC brought proceedings against NAB for contravening the National Consumer Credit Protection Act, which ... |
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