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Showing 971 - 980 of 3711 results for "Order"

ASX revises capital raising measures

ELIZA BAVIN  |  WEDNESDAY, 16 SEP 2020
... measures were implemented back in March in response to the extreme market volatility being experienced. It introduces two class order waivers to help listed entities affected by COVID-19 to raise urgently needed capital. The ASX said the waivers will ...

Iress appointed mandate

ANNABELLE DICKSON  |  WEDNESDAY, 16 SEP 2020
... international orders and executions. The managed fund provider chose Iress' Execution Management System and Iress' Order System as it is fully integrated with Iress market data including live US market pricing and allows Lincoln to be connected ...

ASIC takes Linchpin, Endeavour directors to court

ELIZABETH MCARTHUR  |  TUESDAY, 15 SEP 2020
ASIC has commenced civil proceedings against current and former directors of Linchpin Capital and Endeavour Securities for alleged breaches of duties. The defendants in the proceedings are Ian Williams, Paul Raftery, Paul Neilson and Peter Daly. Williams ...

Chief economist update: Prime Minister Suga

BENJAMIN ONG  |  TUESDAY, 15 SEP 2020
... at a joint plenary meeting of LDP members: "We need to inherit and facilitate policies promoted by Prime Minister Abe in order for us to overcome this crisis and for each and every individual to have a safe and stable life...I recognise that I carry ...

Financial services laws under review

JAMIE WILLIAMSON  |  TUESDAY, 15 SEP 2020
Following on from the Royal Commission, the Australian Law Reform Commission has been tasked with reviewing financial services laws with a view to simplify laws regulating the industry. As part of its response to the Royal Commission final report, the ...

Former analyst gets three year sentence

KANIKA SOOD  |  MONDAY, 14 SEP 2020
... guilty to insider trading in Big Un shares. Michael Ming Jinn Ho will serve the three years via an intensive correction order (aka a sentence served in the community) after a sentencing from Sydney Downing Centre District Court. This includes a 50% discount ...

ASIC reinforces power to obtain documents

ELIZABETH MCARTHUR  |  MONDAY, 14 SEP 2020
... release, ASIC grouped together its successful challenging to RI Advice's claims for legal professional privilege and an order for Maxi EFX to produce documents. The regulator said both Federal Court decisions support its position on obligations to ...

NAB fined over fees for no service

ANNABELLE DICKSON  |  MONDAY, 14 SEP 2020
The Federal Court of Australia has fined National Australia Bank $57.5 million over deceptive and misleading conduct. The proceedings commenced in 2018 and were initially brought by ASIC against NAB units NULIS and MLC Nominees for the charging of plan ...

CFS partnership to sustain advice industry

ANNABELLE DICKSON  |  FRIDAY, 11 SEP 2020
Colonial First State has entered into a partnership with graduate coaching provider Striver in order to drive graduates into the financial advice industry. The partnership will see CFS assisting university graduates with support through education, mentoring ...

Specialist advice businesses optimal: Barrett

ELIZA BAVIN  |  THURSDAY, 10 SEP 2020
... added that those who are generalists can have good businesses, but said there are extra things they would need to achieve in order to survive. "It's going to get harder. In the long run, organic growth is a really good sign and a telltale sign of the ...