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Showing 901 - 910 of 3962 results for "Whether"

Advisers to go forth with claims handling

ANNABELLE DICKSON  |  MONDAY, 26 APR 2021
... December 2020 and required AFSLs to include an authorisation to assist with insurance claims. However, the AFA was concerned whether advisers would need to vary their licence to include an authorisation for claims handling and made a submission to Treasury ...

IOOF licensees to take remedial action

JAMIE WILLIAMSON  |  MONDAY, 26 APR 2021
... implementation and progress of the remedial action plans after each phase is finalised, and again at conclusion, to consider whether further regulatory action is required, the regulator said. It's the latest in what has been a long line of issues ...

ASIC opens breach reporting consultation

ANNABELLE DICKSON  |  THURSDAY, 22 APR 2021
... after the licensee is aware of a reportable situation. There will also be an obligation to report an investigation into whether there is a reportable situation where that investigation continues for longer than 30 days and ASIC will additionally publish ...

Value managers fight back: Mercer

KARREN VERGARA  |  TUESDAY, 20 APR 2021
... in the Pacific Ronan McCabe commented the latest findings show the recovery in value stocks. "While we don't know whether the current outperformance of value will be sustained, we do believe this approach has the potential to offer diversification ...

Perks names investment chair

ANNABELLE DICKSON  |  TUESDAY, 20 APR 2021
... continue to expand its depth and breadth of wealth advice by helping open doors to a wider range of investment opportunities, whether that be in private equity, co-investing or even start-up funding," Hall said. Perks Private Wealth director Simon Hele ...

FSC proposes new advice model

KARREN VERGARA  |  MONDAY, 19 APR 2021
... is consistent with the new Design and Distribution Obligations (DDO), which requires financial product issuers to know whether their consumers fall within the target market of their products. The alternate model in line with the DDO will categorise advice ...

Business registration to be updated

ANNABELLE DICKSON  |  THURSDAY, 15 APR 2021
... for all company directors. The director ID will be a unique identifier that a director can keep forever regardless of whether they cease to be a director or move interstate. "Verifying the identity of directors is important for improving data integrity ...

ETP demand soars, unlisted unit trusts retract

KARREN VERGARA  |  TUESDAY, 13 APR 2021
... ETP market. While net inflows also decelerated marginally in 2020 to US$6 billion, it nonetheless raises the question of whether it reflects waning interest among investors." "The proliferation of these strategies and their complexity have created a ...

Commonwealth seeks to stop bond class action

ELIZABETH MCARTHUR  |  FRIDAY, 9 APR 2021
... the Commonwealth is seeking relief from the class action portion of O'Donnell's claim. There will be a hearing to decide whether interlocutory relief is granted, scheduled for July 28. O'Donnell, who is being represented by Equity Generation Lawyers ...

YFYS net must be cast wider: Cbus

ANNABELLE DICKSON  |  FRIDAY, 9 APR 2021
... Cbus supports the objectives of the legislation but disapproves of the passage of the bill without amendments. When asked whether the stapling measures are salvageable or should be rejected, Campo echoed Arter and pushed for amendments. Campo agreed ...