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Showing 851 - 860 of 3962 results for "Whether"

Bravura appoints chief executive

ANNABELLE DICKSON  |  WEDNESDAY, 25 AUG 2021
... and our shareholders," Parsons said. "We are witnessing considerable change in our core markets across the value chain. Whether it be the shift to vertical integration and increasing distribution accessibility in the UK, or the thrust to automate rather ...

ASX outage result of process failures, disagreement

KARREN VERGARA  |  MONDAY, 23 AUG 2021
... recommendations and ASX's formal response. ASIC is also undertaking a separate investigation into the ASX Trade outage to determine whether ASX met its obligations under its Australian market licence, which is ongoing.

Unlicensed crypto platforms robbing investors

KARREN VERGARA  |  FRIDAY, 20 AUG 2021
... excessive leverage. ASIC is not only urging investors to be wary of investing in such crypto-assets but also to check whether the platform is licensed with and AFSL or AML or not. "If an entity is unlicensed, you are taking a risk that you will not be ...

Every super fund should cover every occupation: FSC

KANIKA SOOD  |  FRIDAY, 13 AUG 2021
... expectations as part of this process," the association said. "The FSC would also welcome feedback from other stakeholders on whether the options listed above may require third-party authorisation." It is proposing a one-year transitional period from ...

How wealthy families protect assets no matter what

ELIZABETH MCARTHUR  |  WEDNESDAY, 11 AUG 2021
... wealthy families globally he has observed that asset protection is their main concern, above all else. "Regardless of whether the families live in free and open societies or less secure countries, the concerns remain the same although the risks may vary," ...

Single disciplinary body consultation opens

KARREN VERGARA  |  FRIDAY, 6 AUG 2021
... part of the consultation on the exposure draft legislation for the single disciplinary body, there were mixed views on whether all, or some, sanctions should be included on the FAR or should be removed after a period of time." Industry stakeholders have ...

Super, fund manager ASX dominance launches inquiry

KARREN VERGARA  |  MONDAY, 2 AUG 2021
... parliament's time to explore the regulatory impact on consumers and funds from continuous tinkering to the system and whether this constant change has created regulatory arbitrage with other parts of the system."

IFM blames "unfounded" class action for Tandem worries

KANIKA SOOD  |  FRIDAY, 30 JUL 2021
... distress, they didn't withdraw their action." However, he refused to be drawn into questions from the Liberal MPs as to whether the case warranted a closer scrutiny of class action legislation. "...I was wondering though, in all of that, do you think ...

Super, ASIC beneficiaries of advice challenges: Hearing

JAMIE WILLIAMSON  |  FRIDAY, 30 JUL 2021
... asked what options everyday Australians are "left with", and Harrison suggested super funds may be a port of call. Asked whether he was saying that ASIC and super funds would be the beneficiaries, Harrison answered: "Yes, they would definitely be beneficiaries." ...

AFCA weeds out phony complaints

ELIZABETH MCARTHUR  |  FRIDAY, 30 JUL 2021
... them and access remediation they are entitled to. In response to this issue, AFCA ran a pilot program where it assessed whether a complainant had actually incurred financial loss due to the issue they were complaining about. "Under the pilot, where on ...