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Showing 901 - 910 of 5871 results for "July"

AFA, FPA propose merged entity name

KARREN VERGARA  |  TUESDAY, 7 FEB 2023
... apply for membership with the FAA and resign as members of the AFA, while their new membership will become effective on 1 July 2023. The AFA and its associated entities like the AFA Foundation will wind up after 1 July 2023. A Certified Financial Planner ...

Maple-Brown Abbott veteran leaves after 27 years

CHLOE WALKER  |  MONDAY, 6 FEB 2023
... have made the difficult decision to leave the business, and will transition out over the next several months, finishing on July 3," Bazzan said. "I am very grateful for the loyal support of many of our longstanding clients and I look forward to retaining ...

Adviser sentenced over accessing client accounts

CHLOE WALKER  |  FRIDAY, 3 FEB 2023
... Wertheimer was not licensed to provide financial advice. He had been licensed by Dover Financial Advisers until it closed down in July 2018, at which time Picture Wealth was appointed to service his clients. Wertheimer was sentenced to a total of 18 ...

FSC releases claims handling standard for super funds

ANDREW MCKEAN  |  TUESDAY, 10 JAN 2023
... this umbrella. As of January 1, the standard commenced on a voluntary compliance basis; full mandatory compliance will start July 1 in line with the new Life Insurance Code of Practice. The FSC said the new standard includes commitments for trustees ...

What you read in 2022

CASSANDRA BALDINI  |  FRIDAY, 16 DEC 2022
... on the role in January 2003, joining from EY where he was a consultant to the super sector. However, between June 2000 and July 2001 he served as legalsuper's deputy fund secretary - the fund was then known as Legal Industry Superannuation Scheme. ...

Adviser imprisoned for super fraud

CHLOE WALKER  |  THURSDAY, 15 DEC 2022
... from his clients' superannuation accounts. An ASIC investigation into Goel's misconduct found that between November 2018 and July 2019, the adviser obtained First Nations consumers' superannuation details and submitted falsified benefit access applications ...

Former financial adviser charged with fraud

CASSANDRA BALDINI  |  WEDNESDAY, 7 DEC 2022
... charges of using false documents to obtain a financial advantage or cause a financial disadvantage. The regulator found between July 2013 and April 2014, Howard used false off-market transfer forms to transfer shares in GPS Alliance Holdings Limited ...

ASIC launches civil action against American Express

CASSANDRA BALDINI  |  TUESDAY, 6 DEC 2022
... the TMD and stop issuing the credit cards. ASIC claims that despite this, Amex continued to issue the credit cards until July. ASIC deputy chair Sarah Court said the DDO embeds a consumer-centric approach for the issuers and distributors of financial ...

Rest names new independent chair

JAMIE WILLIAMSON  |  THURSDAY, 1 DEC 2022
... government minister. Marshman has been on the Rest board since December 2017 when he joined as an independent director. In July 2014, he became independent chair. He said it has been a privilege to serve as the chair of the Rest board for the past nine ...

HNWs recalibrate investment goals: Report

CHLOE WALKER  |  THURSDAY, 1 DEC 2022
... in a row, with just under two in five (37%) making substantial asset allocation changes to their portfolio in the year to July 2022. Specifically, 37% changed at least 10% of their portfolio, compared to 41% in 2021 and a 50% record high in 2020. "Looking ...