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Showing 911 - 920 of 5869 results for "July"

Advisers must register for FSCP: ASIC

CASSANDRA BALDINI  |  THURSDAY, 24 NOV 2022
... awareness doesn't seem particularly high. A delay to the adviser registration was announced recently, pushing it back to 1 July 2023. The regime was expected to commence on January 1. "We've been working on the panel and ensuring its efficient ...

ASIC bans married duo from providing financial services

ANDREW MCKEAN  |  FRIDAY, 11 NOV 2022
... account. An ASIC delegate found that the couple carried on a financial services business without holding an AFS licence from July 2015 until May 2021. Richard Marshall advised clients of his company, RT Marshall, many of whom were elderly, to open margin ...

Perpetual, Pendal deal on shaky ground

JAMIE WILLIAMSON  |  FRIDAY, 11 NOV 2022
... Perpetual shareholders relative to the $33 a share offer made by the Regal consortium. "Indeed, it was speculated as recently as July, that PPT had received an approach worth a potential $1.3 billion for its corporate trust business - with the company ...

GSFM strengthens distribution capabilities

JAMIE WILLIAMSON  |  TUESDAY, 8 NOV 2022
... institutional and intermediary business for Australia and New Zealand at BMO Global Asset Management. He vacated the role in July this year following BMO's takeover by Columbia Threadneedle Investments. He has also previously held roles with AQR Capital ...

Proebstl to leave legalsuper

JAMIE WILLIAMSON  |  TUESDAY, 8 NOV 2022
... on the role in January 2003, joining from EY where he was a consultant to the super sector. However, between June 2000 and July 2001 he served as legalsuper's deputy fund secretary - the fund was then known as Legal Industry Superannuation Scheme. ...

Financial adviser registration delayed

ANDREW MCKEAN  |  THURSDAY, 3 NOV 2022
The government has said it will delay the financial adviser registration requirement until 1 July 2023. The Financial Sector Reform (Hayne Royal Commission response - Better Advice) Act 2021 introduced a central registration requirement for financial ...

Another ban for Sirius Financial

CHLOE WALKER  |  THURSDAY, 3 NOV 2022
... ASIC investigation into the firm, which agreed to wind down its retail and wholesale operations and surrender its licence in July. The investigation also saw Sirius Financial's former executives Jonathan Schneider and Oskar Pecyna banned for an eight-year ...

Government enshrines new rule for Aussie Bitcoin owners

ANDREW MCKEAN  |  FRIDAY, 28 OCT 2022
... a central bank digital currency (CBDC) in Australia. Currently, the RBA is engaged in a pilot program which commenced in July, and is expected to end in the middle of 2023, that explores use cases and business models that could support the issuance of ...

Challenger launches new alternatives fund

ANDREW MCKEAN  |  FRIDAY, 28 OCT 2022
... and cash strategies to provide additional returns. Though, the fund doesn't provide clients with a guaranteed return. Since July 2022, the fund has delivered a total return (net of fees) of 5.2% in the first three months since inception. Challenger Solutions ...

T. Rowe Price appoints head of APAC distribution

ANDREW MCKEAN  |  THURSDAY, 27 OCT 2022
... new role, Chan has appointed a leadership team to head up the Asia ex-Japan distribution business. Glen Lee, who joined in July as head of Asia ex-Japan intermediary business, will continue to lead the intermediary distribution teams in Hong Kong and ...