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| | | ... small- should have access to equal information from listed entities when making their investment decisions,' ASIC commissioner Cathie Armour said. |
| | | | ... also written to all platform operators to remind them of their significant breach of reporting obligations," ASIC Commissioner Greg Tanzer said. Since May 2013, BT has been contacting affected customers and, where appropriate, compensating them. All ... |
| | | | ... superannuation. "There is a degree of risk associated with providing any custodial or asset holding service," ASIC Commissioner Greg Tanzer said. "Investors must be confident that these important gatekeepers, who are responsible for safekeeping other ... |
| | | | ... executive director of Rehabilitation and Compensation at the Victorian WorkCover Authority and a first assistant commissioner at the Productivity Commission. Allianz's current chief operating officer Garry Townsend has announced his intention to retire ... |
| | | | ... birth of her second child in 2012. She claimed AIST refused her request to work part-time on her return to work. Commissioner John Lewin, a member of the Fair Work Commission which gave the green light to the claim, found the AIST offer of a 'conditional' ... |
| | | | ... improvement in the awareness of these areas of trading, hence the move not to proceed with some rules at this time," ASIC commissioner Cathie Armour said. "Today we are announcing our direction for the full suite of proposals and we are confident they ... |
| | | | ... the new requirements. The updated policy guidance provides clarity to operators of schemes and their advisers, ASIC commissioner Greg Tanzer said. The document focuses on the steps to acquire an interest in the scheme and the powers and rights of the ... |
| | | | ... prosecution in a month involving a financial adviser who has exploited client accounts in a deceptive fashion," ASIC commissioner Greg Tanzer said. |
| | | | ... loss of the efficacy and integrity of the market. Those who held the shares and did not sell were victims." ASIC Commissioner John Price said, "Prosecuting insider trading has been a real focus for ASIC. In the last four years we have obtained convictions ... |
| | | | ... additional responsibilities you have when you start paying retirement benefits to members of your own fund," wrote Commissioner of Taxation, Chris Jordan in the forward to the 24 page publication. He cautioned SMSF trustees that "You are still responsible ... |
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